EFTA00238519.pdf

Message From: Ladd, Molly Imo] Sent: 3/3/2017 6:45:22 PM To: G Max [ CC: Shkreli, Juliana I ; Klein, Matthew [flgimIS; Ladd, Molly Subject: RE: MAXWELL: Investment Paperwork Ghislaine, Thank you! We will review and reach out with any questions. Best, Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management From: G Max [ Sent: Friday, March 03, 2017 1:38 PM To: Ladd, Molly Cc: Shkreli, Juliana; Klein, Matthew Subject: Re: MAXWELL: Investment Paperwork let me know if this is ok From: ' "< Date: Friday, March 3, 2017 at 1:21 PM To: GMAX < Cc: ' '< >, " >, Subject: RE: MAXWELL: Investment Paperwork Ghislaine, Thank you for returning! Can you please update the date to reflect 2017? I have re-attached the blank document if you would like to re-sign. Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management CONFIDENTIAL UBSTERRAMAR00003131 EFTA00238519  From: G Max Sent: Friday, March 03, 2017 11:09 AM To: Ladd, Molly Cc: Shkreli, Juliana; Klein, Matthew Subject: Re: MAXWELL: Investment Paperwork Please find attached signature thx From: " Date: Thursday, February 23, 2017 at 3:13 PM To: GMAX Cc: ' "< >, '< >, "< Subject: RE: MAXWELL: Investment Paperwork Ghislaine, Please find this paperwork attached. Please sign and date where indicated and return via email (PDF). Please don't hesitate to reach out with any questions. Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management From: G Max Sent: Thursday, February 23, 2017 2:42 PM To: Ladd, Molly Subject: Re: MAXWELL: Investment Paperwork Thank you. E mail is best On Feb 23, 2017, at 1:03 PM, " " <-> wrote: Ghislaine, As discussed with Scott and Lyle, we have investment redemption paperwork for you to complete. Can you please confirm if it is easiest for us to mail or email you this paperwork? We do not need originals. CONFIDENTIAL UBSTERRAMAR00003132 EFTA00238520  Thank you! Molly Molly Ladd Client Service Associate UBS Financial Services Inc. Private Wealth Management Please visit our website at http://financialservicesinc.ubs.com/wealth/E-maildisclaimer.html for important disclosures and information about our e-mail policies. For your protection, please do not transmit orders or instructions by e-mail or include account numbers, Social Security numbers, credit card numbers, passwords, or other personal information. CONFIDENTIAL UBSTERRAMAR00003133 EFTA00238521