EFTA01370232.pdf

Deutsche Bank Compliance Rules List Thursday. 12 lady, 2012 Rule Type : UserDefthed Scheduled :Schedthed Alert / Case : PreeTou tad of day : Rule Code Tide / Decriptin Parameters RAC Se Detects PACS'S rransactons - at least Ins of as lent S1.000. Activity Period Week. Mont Qamer, Semi-AnnuaL if Alert or Case Alen nizainstrve amour} at least $10.000 Blink-Use Date Parameters • 'Wet Sated* Weekly Start Date thr Lath/back KSIDDreit (Len Paned Detects transactions. for which any of the comity party field is from Blank. Disable nth or Reset perparameter eftsrte Eral Time Post-SOD the Mt of PACS( commis end creates alert case st the cuss executes) Schedule Frei Weekly level. A transaction is included in the enhance' based on in End Dale for Lootbeck 3/CADDCCit (Len Period qu.aletketkin mth: speaSed =section types (all). a specified tine Sink. Disable nik or Reset mac after role penod (weak). the =lawns in a specified range (miaaismms 11.000). cues) • " and the amtulauve etc of all the C225001005 thane= Munn= Mither.00 CC/02i • 'I' 510.000) mend these constrain° is in • spoofed reap and the Mminem individual mimetic° Imo= s '1000.00. mainstay coma is tsot less than the specified count (1). Maim Enda-idol taction =MS For no maximanme -I Minimum aggregated transaction meant. • '10000.0ft Maxi aggregated conic° ea For no main= use -I •'-1' last of Risk Classes separated by roc. Use -ALL- for ta t of Custom: Types separated by comm. Use -ALL- fa All s %ALL: List of Account Types separated by COMM. Use -ALL- for AU '-ALL-' List of Amity Types smarmed by comma. Use -ALL- for All '-ALL-' UM of Commies mewedby roc Use -All- fa All_ AF.ALDZ-AD.A0A0.82.ARANLAW.AZ.BSJED.BY ItZ312E-L4220.SADUILSF.B1.201.X.H.00CT.X l'.1C1C.CFID.C2C.COILKCO.CD.CK.CR.CLIC.CV.0 Y.TD,DO.EC.ED,GQ.E/LET.CiA.C.thd.OLOH.OLX0.0 T.GN,CiW.CiYHT.PIN.D:./),IRIQIL.QVALEZIO. KOLNISPICSVISCriA.LVISIRLY.11.2403/1111,M OMI.MW.MY.MV,ML.1viAR-4.01,MR.61.NUC.MOM Clai.ME.MS.MAJCNDLQZ.latliPIDLIZNIliO NU.2v1V.PE.PWPS.PA.PZ.QQ.PO.PT.QP.PE.70F4 PU.QA,PUltIVIDIXONC.WS.ST.SNitS.CS.SCAL. SB.SO.Q0.1.K.SD.SP-SY.T1.TZ.TRTL.TP,r..TO.P3. 114.1X.i,UA ,QM.UY,L7.W.VE,111)3141TOZYUX B.ZALZS.LZW Cat .' MIO NI de. Ia. Page 7 of 14 http://li db.cornil 10 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062895 CONFIDENTIAL SDNY_GM_00209079 EFTA01370232