EFTA01423636.pdf

Oldfield Pipeline_6.29.16 Relationship Customer Name Opportunity Name Deals BPS Total Assets PnL Clos e Date Stage Probability (8) Keep? SOUTHERN FINANCIAL RELATIONSHIP Epstein, Jeffrey ISG 50 50000000 (E2/10000)*F 2=250000 12/31/2016 Prospecting 75 Y 54 MADISON PARTNERS RELATIONSHIP 54 Madison Partners Real Estate Opportunity Financing Ac quisition 500 100000000 (E3/10000)*F3=5000000 9/30/2016 Prospecting 50 Y ELYSIUM MANAGEMENT RELATIONSHIP Black Family Partners, L.P. ISG General ISG 50 2000 0000 (E4/10000)*F4=100000 12/31/2016 Prospecting 50 Y ORIX RELATIONSHIP ORIX Americas KCP Private Markets AMP 300 25000000 (E5/ 10000)*F5=750000 12/31/2016 Active 50 Y ORIX RELATIONSHIP ORIX Americas IB REIT REFI 100 250000000 (E6/10000)*F 6=2500000 12/31/2016 Active 50 Y PARAMI CAPITAL MANAGEMENT RELATIONSHIP Crestline Structured Credit 150 25000000 (E7/10000)*F7=375000 12/31/2016 Prospecting 50 Y SK FAMILY OFFICE RELATIONSHIP Falcon Trail Capital, LLC CLO 100 10000000 (ES/ 10000)*F8=100000 12/31/2016 Prospecting 50 Y SK FAMILY OFFICE RELATIONSHIP Falcon Trail Capital, LLC ISG 100 10000000 (E9/ 10000)*F9=100000 12/31/2016 Prospecting 50 Y THE NATIONAL ORGANIZATION OF THE NEW APOSTOLIC CHURCH OF NORTH AMERICA RELATIONSHIP The National Organization of the New Apostolic Church of North America ISG 100 10000000 (E10 /10000)*F10=100000 12/31/2016 Prospecting 50 Y THIRD LAKE CAPITAL RELATIONSHIP Wanek Family CRE Loan 200 25000000 (E11/10000)* F11=500000 12/31/2016 Active 50 Y THIRD LAKE CAPITAL RELATIONSHIP Wanek Family KCP Private Markets 200 25000000 (E12 /10000)*F12=500000 12/31/2016 Prospecting 50 Y ELLIN, HOWARD RELATIONSHIP Ellin, Howard ISG General ISG 100 5000000 (E13/10000)* F13=50000 12/31/2016 Prospecting 25 Y ELYSIUM MANAGEMENT RELATIONSHIP Black Family Partners, L.P. Deposits Deposits 50 100000000 (E14/10000)*F14=500000 12/31/2016 Prospecting 25 Y ELYSIUM MANAGEMENT RELATIONSHIP Black Family Partners, L.P. KCP Private Markets KCP 200 20000000 (E15/10000)*F15=400000 12/31/2016 Prospecting 25 Y ELYSIUM MANAGEMENT RELATIONSHIP Black Family Partners, L.P. Direct Investment (Borrowing) IB 500 50000000 (E16/10000)*F16=2500000 12/31/2016 Prospecting 25 Y ELYSIUM MANAGEMENT RELATIONSHIP Black Family Partners, L.P. Art Loan Lending 200 2500 00000 (E17/10000)*F17=5000000 12/31/2016 Prospecting 25 Y JL SQUARED GROUP RELATIONSHIP JL Squared Group HF Secondaries 200 10000000 (E18 /10000)*F18=200000 12/31/2016 Prospecting 25 Y KIM, STEVEN RELATIONSHIP Kim, Steven Structured Credit 100 50000000 (E19 /10000)*F19=500000 12/31/2016 Prospecting 25 Y MARRON, DONALD B. RELATIONSHIP Marron, Donald B. Lending 100 25000000 (E20/10000)* F20=250000 12/31/2016 Prospecting 25 Y ORIX RELATIONSHIP ORIX Ventures IB Leverage Line 250 200000000 (E21/10000)* F21=5000000 12/31/2016 Active 25 Y PARAMI CAPITAL MANAGEMENT RELATIONSHIP Crestline KCP Private Markets 200 25000000 (E22/10000)*F22=500000 12/31/2016 Prospecting 25 Y SCHMIDT, ERIC RELATIONSHIP Hillspire LLC CRE 200 50000000 (E23/10000)*F23=1000 000 12/31/2016 Prospecting 25 Y SCHMIDT, ERIC RELATIONSHIP Hillspire LLC KCP Private Markets 200 50000000 (E24 /10000)*F24=1000000 3/31/2016 Prospecting 25 Y SHAMROCK RELATIONSHIP Martin, Greg KCP Private Markets 200 25000000 (E25/10000)* F25=500000 12/31/2016 Prospecting 25 Y SLOME, IAN RELATIONSHIP Slome, Ian HF Secondaries 200 25000000 (E26/10000)*F26=5000 00 12/31/2016 Prospecting 25 Y SPRUCE PRIVATE INVESTORS LLC RELATIONSHIP Spruce Investment Advisors, LLC Prime Brokerage 100 50000000 (E27/10000)*F27=500000 12/31/2016 Prospecting 25 Y THIRD LAKE CAPITAL RELATIONSHIP Wanek Family ISG 50 25000000 (E28/10000)*F28=1250 00 12/31/2016 Prospecting 25 Y TISCH FAMILY RELATIONSHIP TFMG, LLC HF Secondaries 200 20000000 (E29/10000)* F29=400000 12/31/2016 Prospecting 25 Y GENERAL ATLANTIC FAMILY OFFICE RELATIONSHIP General Atlantic Family Office CLO CLO 100 5000000 (E30/10000)*F30=50000 12/31/2016 Prospecting 20 Y GENERAL ATLANTIC FAMILY OFFICE RELATIONSHIP General Atlantic Family Office KCP Private Markets 200 20000000 (E31/10000)*F31=400000 12/31/2016 Prospecting 20 54 MADISON PARTNERS RELATIONSHIP 54 Madison Partners KCP Private Markets AMP 300 25000000 (E32/10000)*F32=750000 9/30/2016 Prospecting 10 Y ASPEN GROVE CAPITAL RELATIONSHIP Aspen Grove Capital, LLC KCP Private Markets Stru ctured Notes 50 10000000 (E33/10000)*F33=50000 9/30/2016 Prospecting 10 Y BLUESTEM LLC RELATIONSHIP Bluestem LLC HF Secondaries HF Secondaries 100 10000000 (E34/10000)*F34=100000 9/30/2016 Prospecting 10 Y BRIGHT GROUP RELATIONSHIP Bright Group HF Secondaries HF Secondaries 100 10000000 (E35/10000)*F35=100000 9/30/2016 Prospecting 10 Y CFM RELATIONSHIP Comprehensive Financial Management Real Estate AMP, Direct RE 300 10000000 (E36/10000)*F36=300000 9/30/2016 Prospecting 10 Y COLLIS, CHARLES RELATIONSHIP EverWatch Financial KCP/ Private Markets Private Markets 200 10000000 (E37/10000)*F37=200000 9/30/2016 Prospecting 10 Y COLLIS, CHARLES RELATIONSHIP EverWatch Financial CRE Direct RE 200 10000000 EFTA01423636 (E38/10000)*F38=200000 Prospecting Prospecting 10 Y DORRANCE FAMILY RELATIONSHIP DF Enterprises Margin Loan Lending 65 250000000 (E39 /10000)*F39=1625000 3/31/2017 Prospecting 10 Y DORRANCE FAMILY RELATIONSHIP DF Enterprises Land Loan Lending 200 100000000 (E40 /10000)*F40=2000000 12/31/2017 Prospecting 10 DORRANCE FAMILY RELATIONSHIP Dorrance Family Foundation KCP Private Markets Private Mark ets 200 20000000 (E41/10000)*F41=400000 9/30/2016 Prospecting 10 DZIALGA, KIRSTEN $ MARK RELATIONSHIP Dzialga, Mark F. CLO CLO 200 2000000 (E42 /10000)*F42=40000 12/31/2016 Prospecting 10 FALLLINE RELATIONSHIP FallLine Lending 100 100000000 (E43/10000)*F43=1000000 12/3 1/2016 Prospecting 10 FALLLINE RELATIONSHIP FallLine Custody 10 1.0E9 (844/10000)*F44=1000000 12/31/2016 Prospecting 10 Y FORRESTAL CAPITAL RELATIONSHIP Forrestal Capital LLC ISG 100 10000000 (E45/10000)* F45=100000 12/31/2016 Prospecting 10 Y FORRESTAL CAPITAL RELATIONSHIP Forrestal Capital LLC KCP Private Markets 100 10000000 (E46/10000)*F46=100000 12/31/2016 Prospecting 10 GEORGETOWN UNIVERSITY RELATIONSHIP Georgetown University Endowment CLO 100 25000000 (E47/10000)*F47=250000 12/31/2016 Prospecting 10 GEORGETOWN UNIVERSITY RELATIONSHIP Georgetown University Endowment ISG 50 25000000 (E48/10000)*F48=125000 12/31/2016 Prospecting 10 GERSCHEL, PATRICK RELATIONSHIP Gerschel, Patrick ISG General ISG 50 20000000 (E49/10000)*F49=100000 12/31/2016 Prospecting 10 Y GERSCHEL, PATRICK RELATIONSHIP Gerschel, Patrick KCP Private Markets 150 20000000 (E50/10000)*F50=300000 12/31/2016 Prospecting 10 Y ILLIG, CLIFF RELATIONSHIP Illig, Cliff ISG 50 20000000 (E51/10000)*F51=1000 00 12/31/2016 Prospecting 10 Y ILLIG, CLIFF RELATIONSHIP Illig, Cliff Margin Loan 90 100000000 (E52/10000)* F52=899999.9999999999 12/31/2016 Prospecting 10 Y LINDEMANN FAMILY RELATIONSHIP Lindemann Jr., George ETE Loan 100 25000000 (E53 /10000)*F53=250000 12/31/2016 Prospecting 10 Y LINDEMANN FAMILY RELATIONSHIP Lindemann, Adam M. Art Loan 200 35000000 (E54 /10000)*F54=700000 12/31/2016 Prospecting 10 Y LINDEMANN FAMILY RELATIONSHIP Lindemann, Adam M. ETE Loan 100 37500000 (E55 /10000)*F55=375000 12/31/2016 Prospecting 10 Y M20 INCORPORATED RELATIONSHIP M2O Incorporated KCP Private Markets 200 10000000 (E56/10000)*F56=200000 12/31/2016 Prospecting 10 Y MEISTER, TODD RELATIONSHIP Meister, Todd Goldrush 1235 90000000 (E57/10000)* F57=11115000 12/31/2016 Prospecting 10 Y MEISTER, TODD RELATIONSHIP Meister, Todd KCP Private Markets 200 10000000 (E58 /10000)*F58=200000 12/31/2016 Prospecting 10 Y MONTRONE, PAUL RELATIONSHIP Latona Associates ISG 50 20000000 (E59/10000)* F59=100000 12/31/2016 Prospecting 10 Y MONTRONE, PAUL RELATIONSHIP Perspecta Trust CLO 100 50000000 (E60/10000)*F60=5000 00 12/31/2016 Prospecting 10 Y ORIX RELATIONSHIP IX Capital Partners Subscription Financing 200 100000000 (E61 /10000)*F61=2000000 12/31/2016 Prospecting 10 Y ORIX RELATIONSHIP ORIX Americas Infrastructure 200 50000000 (E62/10000)*F62=1000 000 12/31/2016 Prospecting 10 Y ROGER BULLOCH RELATIONSHIP Brightstar Capital Loan 100 20000000 (E63/10000)* F63=200000 12/31/2016 Prospecting 10 Y THIRD LAKE CAPITAL RELATIONSHIP Wanek Family HF Secondaries 200 25000000 (E64/10000)* F64=500000 12/31/2016 Prospecting 10 Y EFTA01423637