EFTA00239595.pdf

Message From: Shkreli, Juliana Sent: 4/15/2019 3:11:33 PM To: 'Scott Borgerson' CC: Casriel, Lyle J; GMAX [email protected]; Walker, Christopher ; Ramdeen, Vijai ; Rivas, Elyanna I; Shkreli, Juliana I Subject: RE: [External] Re: AlphaKeys Millennium Fund transfer paperwork Scott, You can disregard the package you received. we're completing the paperwork on our end and will reach out to you when it's ready for signatures. Thank you! Juliana Juliana Shkreli Associate Director senior wealth strategy Associate UBS Financial services Inc. Private wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 Phone: Fax: [email protected] www.ubs.com/privatewealthmanagement Original Message From: Scott Borgerson [mailto: Sent: Friday, April 12, 2019 7:02 PM To: Shkreli, Juliana Cc: Casriel, Lyle; GMAX; walker, Christopher; Ramdeen, vijai; Rivas, Elyanna Subject: [External] Re: AlphaKeys Millennium Fund transfer paperwork Hi Juliana, we received another AlphaKeys Millennium Fund Investor Application Form with the PPM. Do you want me to do anything with it or has the paperwork all already been e-handled on your side? Please advise. Thanks, Scott > on Feb 18, 2019, at 10:28, Scott Borgerson < > wrote: •> ok •» on Feb 18, 2019, at 10:13, wrote: •» Hi Scott, » This is the paperwork to moved the millennium investment to the new trust. You can disregard the packages you already received. we're prefilling the required paperwork and will reach out to you once the package is ready. >> Thank you, >> Juliana >> CONFIDENTIAL UBSTERFtAMAR00004310 EFTA00239595  •» From: Scott 8orgerson » Date: Sunday, Feb 17, 2019, 8:33 AM » To: Casriel, Lyle < <mailto:S», Shkreli, Juliana <1.1 <mal 1 to: » Cc: GMAX <[email protected]<mailto:[email protected]» » subject: [External] Alphakeys Millennium Fund transfer paperwork Hi Lyle and Juliana, •» we received two large, hard copy packages of transfer paperwork for Millennium - PPM, investor application, assignment form, and disclosure statements. » Am I correct to assume this is just the hard copy paper following the signature pages which I had already electronically sent to you and I can just disregard? Thanks, • sgb Please visit our website at • http://financialservicesinc.ubs.com/wealth/E-maildisclaimer.html for important disclosures and information about our e-mail • policies. For your protection, please do not transmit orders or instructions by e-mail or include account numbers, Social • security numbers, credit card numbers, passwords, or other personal information. CONFIDENTIAL UBSTERFtAMAR00004311 EFTA00239596