EFTA01454049.pdf

As of 4/29/14 Live Description Trade Date Expiration Notional Cost Basis MUM* MTM• P/I. USCUPY Triple One-Touch 101Call 11/21/2013 11/20/2014 1,000,000 USD $ - $ 4,752 $ 4,752 USDJPY 102.5 Call 1131/2014 5/1/2014 10,000,000 USD $190,000 $ 26,484 5 (163,516) Dec14 Copper 7000 Call 4/7/2014 12/3/2014 1,250 metric tons $331,250 $ 293,490 $ (37,760) r 5521,250 5 324,726 $ (196,524) Not a bid/offer. Mid Mark-to-Market as reported on client's DB Valuation Statement. Closed Initial Trade Unwind Unwind Description Date Trade Date Cost Basis Value WI USDCAD RKI Call Spread 1/17/2014 3/5/2014 $109,995 $ 115,000 $ 5,005 USDRUB 37.595 Binary 3/13/2014 4/14/2014 1,000,000 USD $257,000 $ - 5 (257,000) Jun14 Val 101/93.50 Risk Reversal 3/13/2014 5/15/2014 100,000 bbls $ - $ 312,000 5 312,000 5 60,005 LW Dec14 Co er Price History LPZ4 s6/01.(X) As o£ Close 29 Apr d Vol 1046 .illit 16096 LPZ4 Cornd 95) Save As 90 Actions - 91) Edit - 93)Thaile Line Chart 04/30/2013 04/29/2014 last Price une zon- care ®®® Contract 0t PI USD PI ID 3D 111 f3M ‘TO 1Y 3'r Max Dal:, • t Sec,nt) S t M Event Track Annotate News . Zoom 7600 7400 7200 7000 0 • Last Price 6701.0O T High on 05/22/13 7573.25 Average 7098.95 1. Low on 03/13/14 6420.25 6400 16096 Open Interest 16O96 ■ SHAVG (15) 15757 10000 0 Jun Sep Dec Mar 2013 2014 Used with permission of Bloomberg Finance LP CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111960 CONFIDENTIAL SDNY_GM_00258144 EFTA01454049