EFTA01421935.pdf

Subject: RE: SOF IV names [I] [C] From: Stewart Oldfield ‹ > Date: Tue, 01 May 2018 18:10:49 -0400 To: Nathaniel Mor an Cc: Andrew King William-M Finn Always happy to help you help me From: Nathaniel Morgan Sent: Tuesday, May 01, 2018 6:10 PM To: Stewart Oldfield Cc: Andrew King ; William -M Finn < Subject: RE: SOF IV names [I] [C] Classification: Confidential Thanks for the time on the phone Stew. We've got all that we need and will get rolling on the AIS requests. From: Nathaniel Morgan Sent: Tuesday, May 01, 2018 5:52 PM To: Stewart Oldfield Cc: Andrew King < ; William-M Finn ‹ > Subject: RE: SOF IV names [I] [C] Classification: Confidential Hi Stew, I've attached the form for the clients in red. Since everyone appears to be in DB force, we don't need the addresses and all that jazz. Just need the standard Suitability/Asset Allocation info, as well as phone #'s and emails if you have them. EFTA01421935 Thanks, Nate Name AIS Info on File Aspen Grove Yes Bright Yes Dimensional Yes Dorrance Yes Epstein/Southern Financial Yes Everwatch Yes Forrestal Yes Georgetown Yes EFTA01421936 Gerschel Yes Highlander Yes Yes Ironsides Yes Nicholas Yes Shamrock Yes Slome Yes Third Lake Yes Tisch Yes Warren Yes EFTA01421937 BBR No Ford No Pacific Life No Willett No Annandale No EFTA01421938