EFTA01253198.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As of Argil 30, 2019 Account Number Base Currency: USD manifest line IIIII III.II I I I I IIIIIII I I I I I IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII PRIMARY OFFICER STEWART OLDFIELD • 11212)4644W lax amen: CUSTODY OFFICER ARTHUR TENDLER 60 Wall Soto New Y • fax: 40.111811. CONFIDENTIAL 00010/15 SDNY_GM_00039341 VIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII111111 III CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0002165 EFTA_00149950 EFTA01253198  Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL SDNY_GM_00039342 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002166 EFTA_001,1995 I EFTA01253199  Deutsche Bank Portfolio Summary Account Name: JEFFREY EPSTEIN As ol April 30, 2019 Account Number: Base Currency: USD Asset Clam Adjusted Cost Basis Market Value % of Market Value Reconciliation in USD Current Period Year to Date in USD in USD Category Opening Balance as of April 1. 2019 0.00 58.338.49 Cash and Cash Envieslows 045 045 100 OD% Total 0.45 0.45 100.00% Addition/Withdrawal Cash Receipt 4 CO Net Addition/Withdrawal 4.00 (57.471.80) Conant Period Income Merest 13 57) Estime e4 Armal Income 0.00 (92.24) Net Income (3.57) Total 0.00 Realizes Cyrency Ga.riloss 001 (2.007.31) Char°. ir Jrroabeed Cldrorcy Gairlloss 1.293 3' Closing Balance at Of RPM 30. 2010 0.45 0.45 \ote \tyke' Vades Incise° ACM"! Ircome 3 CONFIDENTIAL Moms 2,5 SDNY_GM_00039343 101IIIIIIIIIIIIIIIIII°IIIIIIIIIIIIIIIIIII CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002167 EFTA_00 I 49952 EFTA01253200  Deutsche Bank Detailed Portfolio Information Account Name: JEFFREY EPSTEIN As of April 30, 2019 Account Number Base Currency: USD List of Holdings - Cash and Cash Equivalents Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody's/S&P Rating Category Local Price Basis in USD in USD in USD Income in USD Maturity Cash 0 45 US DOLLAR 10)00% USD I 000 1 000 0.45 Total Cash 100.00% 0.45 Total Cash and Cash Equivalents 100.00% 0.45 Total Accrue° Income Total Cash and Cash Equivalents including Accrued Income Adjusted Cost Basis column reheat Tax Cost for those chords who subscribe to our tax cost services; for all other clients. we moon Average Cost, For Cash Management vehicles and Money Market Funds, Annual Yield is reported m the Yield to Matunty column. CONFIDENTIAL SDNY_GM_00039344 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002168 EFTA_00 I 49953 EFTA01253201  Deutsche Bank Transaction Summary Account Name: JEFFREY EPSTEIN April 1. 2019 to April 30. 2019 Account Number: Base Currency: USD US Dollar (USD) Amount Amount Year to Date Transaction Category Opening Balance as of April 1, 2019 Cash Management 000 1'.7.98 Cash 0.00 58.220 26 AdditioNWithdrawal Cash Disbursement 0.00 157.475 801 Cash React 4.00 400 Net Addition/Withdrawal 4.00 157.471.80) Investment Income Divicrrc 0.00 088 Interest 1307/ (92 871 Net Investment Income 13.52) 191.99) Flealueo FX Gaina ott on Cash 0.02 (2.067 31) Unrealized FX Gain/Loss on Cash 0.00 1.2933' Closing Balance, as of April 30. 2019 Cash Management 0.00 000 Cash 0.45 045 CONFIDENTIAL 00010435 SDNY_GM_00039345 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0002169 EFTA_00149954 EFTA01253202  Deutsche Bank Transaction Summary - Foreign Currency Account Name: IN' EPSTEIN April 1. 2019 to Ann' 30. 2019 Account Number: Base Currency: USD Euro MUM US Dollar 'USD/ US Dollar (USD) Grand Total in Base CCY IUSDI Transaction Category Opening Balance as of April 1. 20I90 aoo 0.00 000 000 Addition/Withdrawal Investment Income 1316) (3.571 (3 57) Investment Activity Capital Gains Distribution Currency Exchange 3.16 3.55 365 Realized EX Gain/Loss on Cash 0.02 002 Unrealized EX Gain/Loss on Cash Closing Balance as of April 30, 2019 0.00 0.00 0.45 0.46 • Opormg arc claxtra mrrorc.y tmlarco% irckco swe'rr: 6 CONFIDENTIAL SDNY_GM_00039346 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002170 EFTA_00149955 EFTA01253203  Deutsche Bank Transaction Details Account Name: STEIN Apo' 20'9 to April 30. 20. 9 Account Number: Base CurrenCy. USD Trade Date Transaction Type Description Quantity Amount in Local CCY Cost in Local CCY Realized Gain/Loss Settlement Date Security ID Amount in USD Cost in USD in USD Transactions for US Dollar (USD) 04/92019 Cash Receipt RECEIPT OF FUNDS 400 400 041SQO 19 04/92019 Currency Exchange PURCHASE FOREIGN EXCHANGE SPOT 13 651 551 04/19/2019 EURO CURRENCY THROUGH: STATE ST BK IR CO BUY. [UR 3.16 SELL' USD 355 PRICE. 1.12342 Transactions for Euro (CUM Oti172019 Interest NEGATIVE IDLE CASH INTEREST PAYMENT 13.161 13 161 04/17/2019 (3 571 FX RATE: 0.8849 04/1912019 Currency Exchange PURCHASE FOREIGN EXCHANGE SPOT 116 3 16 002 TX 04/19/2019 EURO CURRENCY 3 55 THROUGH: STATE ST BK IR CO BUY CUR 3.16 SELL: USD 355 PRICE 1.12342 7 CONFIDENTIAL 07010446 SDNY_GM_00039347 MUM CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002171 EFTA_00I 49956 EFTA01253204  Deutsche Bank Disclaimer Account Name: EPSTEIN AS ol April 30. 2019 Account Number: Base Currency: Disclosure Notice IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas ('Deutsche Bank"). Account Statement Information: I his statement r. tyiog furrishoupur.i...irt to .in .)9(00111tql hChycYr the account holdo arc Driutwhe Bark This statement is for the exclusive use of the account hereof pursuant to ri d` agreement and may rot be relied upon by third parties %enter Deutsche Bank. nor es affiliates or subsimanes, assume responsibility to any person other that the named account holder for irlonnatkIn orlaired in this account statement Deutsche Bark, and Its anthems and Subsidiaries, make no representation, warranty or guarantee. express or implied, in connectionvalls the information provided in Nis account statement. Please note that this account statement may reflect investments directed solely by the account holder and assets that are not hale at Deutsche Bark Vatuatlon of assets: the prices and valuations of assets presented or this account statement may be base,, upon the most currentavailable prices provided by the thee party pacing service used for each asset at the time this statement was printed The prices or values ol assets stated heroin may rot reflect the actual procoecs that would bo obtainers upon the disposition of any such asset arc co rot constitute either a bio or oiler to unwire any investment or transaction Prices shown should only be used as a genteel guide to ponlohovaluo the prices of certain securities may represent approximations based upon such securities' relationships to other socunties. price Quotes from broker-dealers dealing or same a similar securities a cater valuation formulas Please note Sa /Ste refers to -seated Envelopes Said to Contain". Information for these assets and fa secunues ace other assets that are Mould a not publicly trace° may have been obtainer Iran the account holder, agents ol the account holder, or other sources that may or may not be reliable. Alternative investments such as hedge funds a Duval° equity funds) may invest in highly ithoure securities that may be difficult to value. In addition. the valuations presented In Nis report for alternative orvostmerts rellect the valuations that wore available at the time ol printing this report and may be significantly different from the most current valuation. the method of valuation of alternative investments and the scannas in which they invest is determined by the investment manager using oats supplied by the uncerlying lung manages* anolor aoministrators of the alternative investments. Before making any revealment decisions with respect to your alternative investments. please consult your Primary Officer to obtain the most current valuation of the alternative investment. The prices or values of one or more assets may indicate "N/A" "rot available " This Goes not necessarily mean Nat the assets are worth zero or Nat the assets we in delault It aoes mean that Deutsche Bank is currently unable to establish a value for Noss assets la the purpose of this account statement 0 any ono or more assets have an incitation of 'N/A- as its value, then it may affect poclorm.wco repotting ace unrealized garAoss irlorrnation Ir acclaims, such assets have not beer included in the Market Value Information, Summaries, or the Asset Allocation information at the beginning of this statement. Debt securities Piffled to call features a other redemption features may be rodeemeo in whole a in part before maturity Such occurrences may affect No weld represented. Please note Nat yteklio-matunly as represented in this statement reflects the lower of yield le maturity or vide -to call the actual yield of Sr asset.tbdCked security may vary according to the 1810 al which the urderlysig receivables or other financial assets are prepaid Information concerning redemption features and the factors that affect yield will be furnished upon written request el the account holed The pricing ol listed options takes into account the last closing price, as well as the current bio and diet prices. Please note that although money market funds seek to preserve the value of your investment al S' per shale, it is possible to lose money by investing in them Due to the rounding conventions appliec. summary subtotals and totals tor some data columns and percentages may rot equal the sum of the irdnicual amounts cisplayec Assets on this Statement described as 'held elsewhere': These assets are not custocied with Deutsche Bank but are 'held elsewhere' at Use request of the account holder. Information provided or this statement in connectionwith such assets (inducing valuation) was rot provided or verified by Deutsche Bank. Exchange Rates: I )(charge NUM :WO supplied by a these party provider unrelated to Deutsche Bark ire are based on interbank exchange rates at the time ol the close of this account statement Deutsche Bank does not prepare, edit, or endorse third party data Deutsche Bank is rot responsible for inaccurate, incomplete, or missing information with respect to such oda Investment results may Co impacted by laeign currency fluctuations Adjusted Cost Oasis. GeinilLoss). and Holing Period Information: The information provided in this account statement with respect to estimate° cost basis. realized gain/lona, are rowing periods may rot reflect all adlustments necessary for tax reporting purposes In °cantor, the designation of taxable and tar exempt Estimated Annual Income noes rot reflect possible state, local, a foreign taxes that might apply customers should verify all information in this account statement against their own records when calculating a reportable gain or loss resulting from a sale. redemption, a exchange ol an asset. Deutsche Bank is rot responsible for the accuracy of such information "'torors may be recurred to report to federal, state. or other U S a nor J S taxing authorities Deutsche Bank makes ro warranties with respect to, and specifically disclaims any liability arising out ol a customer's use of, or any tax position taken in mbar°, upon, the information cortaired in this account statemer I Deutsche Dank owes not provide tax advice Ihis Statement should net be used for tax reporting purposes 8 CONFIDENTIAL SDNY_GM_00039348 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002172 EFTA_00149957 EFTA01253205  Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of April 30. 2019 Account Number Base Currency. Deutsche Bank. as avant: Unless otherwise spoofed. Deutsche Bank acted as awl in the transactions descnbes in this account statement The limas) of execution of those transactions will be furnisher" within a reasonable timo upon women request of the account holder. Deutsche Bank or its etiolates may profit a recorvo remuneration Irorn other parties in correctionwith the transactions described in this account statement Doutsche Bank will furnish the source and amount of any such remunerator upor written request of the account holoer. Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Codo Sauce 15060, ot soq requires notificauor to the account haldai of the following 0) the recipient of this account may petition the court paw-art to Calilorria Probate Code Section • 7200 to obtain a court review of Nis account aro of the acts of No trusters reported haan, and al claims against the trustee for breach of best must be mace within 3 years of the date the beneficiary receives an account or a report casclosirg facts giving riSe le the claim 2. Florida Trusts: An action for breach of trust bases upon matters disclosed or a trcst accounting or written report of the trustee may be abject to a 6 month statute of limitations from the receipt of the trust accounting or other report n yot, have °costars. please consult your attorney Common Trust Fund Accounts: If your account is a participant Ina Deutsche Bark's Common Trust Funot. a full copy 01 the most recent audited annual report is available upon request without charge Non.US Account heftier*: With respect to your assets custoomo wig/ Deutsche Bank, income and capital gains or distributions from mut account may be taxable in your home jurisdiction. Please consult your tax advisor la the appropriate tax treatment of your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: the Account holes. confirms that n is his responsibility to lunar any tax obligations and any other regulatory reporting duties applicable to him in any relevant /omelet:ors that may arise in connectionwith assets, income or transactions in his accountisl and his business relationship with the Bark Confirmation of Tax and Compliance Responsibilities for Organizations: the Account holder COP liMIS that it is its responsibility to fulfill any tax obligations arc any other regulatory reporting 'autos applicable to it in any relevant jUIISCIC101,1 that may arise or connection with assets. income or transactions in its accourt(s) and as business relationship with the Bank. Furthermore. the Account holder confirms Nat the necessary information go the best of as knowledge and capabilities) is made available no less that annually to the relevant beneficial owner(s). soulals). beneliaaryffes), panner(s), etc to enable hom/herrthem to WWI any respective lax obligations that may arise for himiltorithem it correction with the Accart Facer's business relationship with the Bank For Investment advisory account holders: ti there have been any changes in your financial situation a Investment objectives, or II you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modily existing restrictions, please contact your Pnmary Officer. For Custody account holders: Activity in this/your custody account is entirely self-directed away from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary in a particular case, the securities and financial instruments pr fed herein are not insured by the Federal Deposit Insurance Corporation (- FDIC), are not guaranteed by, nor are obligations of. Deutsche Bank AG or any of its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance a promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time DepositsaDs1 with Deutsche Bank AG: Addle ens or Wkhdrawals Deposks No additional deposits or partied withdrawals may be mac* to this TO Any partial vnthcrawal will result Jr closure of the TD Eady Withdrawals Deutsche Bank imposes a penalty on any vnthrorawal from a ID pica to its maturity Me amocri of the penalty will be calculated on the dam of No early will-crewel as follows A 'Penalty Rate' will to calculated The 'Penalty Rate' is the difference between No eternal Deutsche Bank interest rate for the remaining defog on No gate of termination and the interest rate on your ID the total principal balance of your to on the date of termination will be multiptioc by the Penalty Rate and then divided by either 360 or 365. as specifies by your relationship manager 'rho resulting cumber will be mcitiplood by No number of days remaining until the congeal Maturity Date 10 arrive at the amount d the penally An example of an early withdrawal penalty applying WO methodology above will CO provided 10 yOu upon rOduent le addition, an estimate of the early withdrawal penalty prior to termination wrath respect to your ID will be provided to NM. upon recant 9 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) liviummiuminommino MOlet S5 SDNY_GM_00039349 DB-SDNY-0002173 EFTA_00149958 EFTA01253206  Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of April 30. 2019 Account Number: Base Currency USD Subract to written verification acceptable to Deutsche Sank in its sole oiscretion, no penalty will be charged ler early Will'OfaWal upon the math or loss of legal competency of any ircovioual who is No account holder of the TO Early Withdrawal penalties will reduce the amount of interest earned on Ito TD. Secondary Madast: Currently, no secorcary market rants for this TO arc ro assurance is provided that ono will develop in the love irgefitit: Interest will begin to accrue on Ne day of deposit. Interest will be created to vett account an the Maturity Date ol the ID Iv 10s with a maturity of '2 martin et less For IDs with a maturity greater than '2 months rumen will be pairs annually and will not be adders to principal interest will be calculated based upon either U I a 380 day year or Dia 385 coy year, in each case for the number of days elapsed (rein the day of oeposil to the mattnty and as FPOCIII0C1 by your relationship manager \o interest ma accrue on the TO alter the Woolly Date II the TO is closed prior to the Mairoty Oato. interest will only be CICCII00 to you' account to the extort that it exceeds the early withdrawal penally Irterest will rot be camper-rem: rho interest rate will not change during Ne period of No 10 Important information about negative interest razes. Please be advised that since Jaruary '. 2015. we have aditstec he effective ream or various currencies to a negative rate Rates aro sublect to change in response to market changes. aro we may, in the luture and based or Our normal interest rate setting arrangements, begin to charge negative interest rates or *unmoral foreign currency balances II you have any concerns a cuestions. please contact your client representative Matunly The TD will not automatically f011'OVerulrar maturity. FDIC insurance • Please rote that your 10 is rot Insured by the WIC Trademarks and Copyright: Mealy's Investor Senesce. Inc and Standard & Poor's Corporation Standard & Poor's ("S&P, is a division of The McGraw lhll Companies. Inc Reprootctior of any irlormation provided by S&P in any form is prohboec except with S&P's written permission S&P ones rot guarantee No accuracy. adeouacy. completeness or availability ol any information and is not responsible for any errors or omissions or la U:e results obtained from the use of such information. roevent shall S&P be kohl° to any indirect, special or consecuential damages in correction with use of any S&P information The ratings of Mooly's Investors Service. Inc I'Moody's") arcrar S&P rellocioo in this statement represent Moody's ilea S&P opinions as to the ctaltly of the securities they rate. Ratings are relative and stbrective and we not absolute standards of °foray. Credit cuality ol securities does not remove market risk. //congeal information with respect to the securities Nat aro reflected as 'Not Rated" or -Rating Not Available" in No Credit Rating section of Nis statement is available upon written contest or the account hater NI trademarks arc service marks or Nis statement belong to Deutsche Bank AG or its affiliates or stbsidiaries, except third-party trademarks or service marks. which aro the properly of their respective owners the Global Irotstry Classilication Standard CGICS"/ was developed and is the exclusive properly and a service mark ol Morgan Stanley Capital International Inc and S&P 'Co party involver, in making or compiling the GICS or any GICS classifications makes any express or implied warranties, or representations with respect to such standard or classification (or No results to be °blare° by the use thereof), and all such parties herby expressly disclaim all warranties r originality, accuracy, completeness, merchantability and fitness for a particular purpose with respect to any of such standard or classification. Withott 'moth any ol the loregoing, in no event shall MSC'. S&P, any of their affiliates or any third party involved in making or compiling the GICS or any GICS classifications ham any habilny for any direct carrot. special. punitive, corset:Niche' or any other aamages <including lost prolits1 ever if robbers of the possibility of such damages Please review your account statement. If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 10 DOCugre O. 24071601$3 GOsOnfirct 0:414019 tNO CONFIDENTIAL SDNY_GM_00039350 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002174 EFTA_00149959 EFTA01253207