EFTA01454301.pdf

e an raup 24 May 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 - As of 23 May 14 Eisubdis Bank AO SOUTHERN FINANCIAL, LLC Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put Call Strike Price MTM(USD) 3663644351 SOUTHERN ExEunal 21-No/4013 2041w2014 2541ov..2014 (1.000 OCO 00) USD 101,000000 JPY SHORT ELROPEAN CALL 1010000 :23 E ie, 2,-fi 710423459 FINANCIAL. LLC 366364436/ SOUTHERN EXOneBatOneT 21-Noe-2013 2041o/.2014 2541o4014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0003 11.436 81 710423461 FINANCIAL. LLC ouchCpl 366364436/ SOUTHERN EXOne8arOneT 21-Nob2013 20.Nov.2014 254,1o4014 (21,M0 001 USD 0 JPY LONG EUROPEAN 0.0030 8,82629 710423463 FINANCIAL. LLC oucb0pI 366364436/ SOUTHERN EXOnet3340neT 21-Nov-2013 20-Nov.2014 26Nov.2014 121.000 001 USD 0 JPY LONG ELPCPEAN 0.0000 6.71857 710423465 FINANCIAL. LLC ouchOpl Subtotal: 3.342 76 Commedlbes • Base Metal Derivatives Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 3%5194367/ SOUTHERN CommocthOpEu 03-Apr-2014 OF>Dec-20I 4 OSDec-2014 SHORT EUROPEAN CALL XCU te.7W.COD 331 USD (f..0 001MT25 0 7.000 0000 (373038 IN 778126395 FINANCIAL. LLC ro ElaseMetal Subtotal: 1373838 40; 1.01 (370,465.63) Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112318 CONFIDENTIAL SDNY_GM_00258502 EFTA01454301