EFTA01373619.pdf

I have done a bit of digging on this. As per below table, two of this names were indeed included in the Phase I of the Trading Outreach. The other 2 may have happen offline via lain. Please see below the details I have been able to extract: William Beaumont Hospital Bruce Harkness, Proven Wealth Limited Adrienne Coyle yes Alex Glannou Adrienne Coyle EM Southern Financial, BC Vahe Stepanian Olivier Pariente - Matt Barnett Matt Barnett Tradition SEF, Inc. Olivier Pariente TCG Yes TCG (TCGI (TCG) My suggestions are: • #1 - reach out to Anthony. He is very responsive • #2 — reach out to ACO, and Bruce. • #3 — reach out to Vahe • #4 — reach out to Matt. Thanks. Kind regards, Isabel. Isabel Gonzalez ICG Sales COO Team Deutsche Bath AG, Filole London Winchester House, 1 Great Winchester Street Tel I EC2N 208 London From: Christopher Whyton Sent: 01 February 2017 09:37 To: Isabel-A Gonzalez Subject: RE: Remediation 2015-2016_ ACO queries.xlsx Hi Isabel The first 3 below were not part of the debt trading outreach. Do you recall how you were made aware that trading wishes to keep? The person in the bottom one doesn't exist in the directory so I'll need to ask around in the even they've left. William Beaumont Hospital Proven Wealth Limited Adrienne Coyle Southern Financial, tic Vahe Stepanian Tradition SEF, Inc. Olivier Pariente - TCG Thanks Chris CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067901 CONFIDENTIAL SDNY_GM_00214085 EFTA01373619