EFTA01357156.pdf

Deutsche Bank Securities Inc From: Martin Zeman er: Date: Thursday, Mar 15. 2018. 13:08 To: Zack Bunimovich a, Rita Shteynberg < Jim Patel >, Nina Tona > c: , lam su wan Mathew Negus Alastair Mackinlay Davidc-A Sferrazza , Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding IC) Classification: Confidential Zack — thanks, please keep the foot on the pedal. Also, adding Nina Tona who I forgot to include on last email. From: Zack Bunimovich Sent: Thursday, March 15, 2018 12:29 PM To: Martin Zeman Rita Shteynberg < ; Jitan Patel Xavier Avi a ; Liam Osullivan a; Mathew Negus ; Alastair Mackinlay <IMIaMa>; Davide-A Sferrazza a Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding ICI Classification: Confidential Classification: Confidential Hi Martin, I'm verifying with the KYC team that the provided documents and the information below fulfills all of the requirements. We have this account set as one of the highest priorities in our pipeline, so operational setups will be focused on as soon as this piece is settled. Thanks, Zack From: Martin Zeman Sent: Wednesday, March 14, 2018 5:09 PM To: Zack Bunimovich a Rita Shteynberg c ; Jitan Patel Ce: Xavier Avila ; Liam Osullivan ; Mathew Negus ; Alastair Mackinlay ; Davide-A Sferrazza a Anthony Lentini Subject: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding IC] Importance: High CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043526 CONFIDENTIAL SDNY GM_00189710 EFTA01357156