EFTA01356054.pdf

I think this is smoothest and least burdensome process on our two groups. We'll basically send an email to your team and collateral admin NY and all you have to do is add the KYC, PCR, and ROC docs. Regards, Keith From: Paolo De-Leon Sent: Wednesday, February 07,2018 9:07 AM To: Teresa Metallo Cc: Keith Buckholz ; Jason Wang Subject: RE: New Derivatives account. [I] Hello Teresa, Kindly just following up. Can you please confirm if you are in agreement with the below proposal as we have a couple of clients that we are eager to get set up on the DDR. Thanks, Paolo From: Paolo De-Leon Sent: Tuesday, February 06, 2018 5:22 PM To: Teresa Metallo Cc: Keith Buckholz Jason Wang Subject: RE: New Derivatives account. [I] Hi Teresa, Fortunate news- we here at risk have identified a process where we can provide the L52 team the SIC Code and NACE code. However, we ask that your team help out by acting as the point of contact for retrieving the KYC, PCR and RDC documents. Are you in agreement with this proposal? Regards, Paolo From: Teresa Metallo Sent: Thursday, January 18, 2018 12:11 PM To: Paolo De-Leon Surendra Sing , Debra Jasper Halina Laczn e :uc oz Srikanta Gouda • [email protected]. Subject: RE: New Derivatives account. [IJ Classification: For Internal use only Paolo, CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0041494 CONFIDENTIAL SDNY_GM_00187678 EFTA01356054