EFTA01519157.pdf

CH1SLAINE MAXWELL -TAP DYS ACCT. For the Period 11/1/13 to 11/30/13 Note This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield Cash US DOLLAR 1.00 35,560.74 35,560.74 35,560.74 10.66 0.03% 1 0.70 US Fixed Income HARBOR HIGH YIELD BOND-INST 11.23 4,547.24 51,065.53 51,111.00 (45.47) 2,914.78 5.71% 411511.55.3 HARBOR CONVERTIBLE SEC4NST 10.97 2,833.31 31,081.45 29,272.00 1,809.45 634.66 2.04% 411512-73-4 AVENUE MUT FDS TR 11.35 2,734.98 31,041.83 30,896.00 145.83 1,411.24 4.55% CRED STRA INST 05358F-30-1 JPM MULTI SECTOR INCOME FD - SEL 10.23 4,784.86 48,949.16 49,092.71 (143.55) 1,401.96 2_86% FUND 2130 48121A-29-0 COHEN & STEERS PREFERRED SECURITIES 12.95 4,493.97 58,196.87 60,624.00 (2,427.13) 3,828.85 6.58% AND INCOME FUND INC 19248X-30-7 DOUBLEUNE TOTAL RET SD-1 10.91 12,498.16 136,354.87 142,229.00 (5,874.13) 7.023.98 5.15% 258820-10-3 J.P, Morgan Account Page 10 of 15 Consolidated Statement Page 66 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046431 Chase CONFIDENTIAL SDNY_GM_00315629 EFTA01519157