EFTA01388971.pdf

From: Vijay-A Sawant Sent: 8/24/2018 6:03:21 AM To: Richard larossi ; Stewart Oldfield CC: Bradley Gillin ; Terri Sohrab ; Mayur Rathod Subject: Re: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCISI & Hyperion Air, LLC (GCISIM) under the SOUTHERN FINANCIAL RELATIONSHIP Attachments: Southern Financial_No Material Changes Confirmation.pdf Importance: High Hi Richard/Stewart, We have already received no material change confirmation from Brad as per attached email on the accounts listed in the subject line, upon which we have launched KYC case# for their remediation. After this confirmation, the following items are required for this case to be completed successfully - • For J. Epstein Virgin Islands Foundation, Inc - We found the IRS letter which confirms that this is a 501 (c ) (3) entity but we are unable to obtain iSoSe or screenshot from the IRS website. This could mean that this entity is no longer tax exempt and/or active. Could you provide the 'So5' from IRS website or advise on this please? • Hyperion Air, LLC — SOS from USVI website or COGS dated within 6 months Above items should clear this case for approval submission, so kindly provide accordingly, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel, Mobile Thanks & Regards Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, Bl, DB Centre Mumbai Nirlon Knowled e Park Western Express Highway, Goregaon East, Mumbai 400063, India Tel.: Emai From: Vijay-A Sawant Sent: Monday, July 30, 2018 4:20 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0093038 CONFIDENTIAL SDNY_GM_00239222 EFTA01388971