EFTA00165661.pdf

Deli:sr:he Bank Wealth Managenlkill Business The 2017 Caterpillar Trust 01/03/2017 Acenoru Title The 2017 Caterpillar Trust Entitrtonsoany Name kkentn rt WI 6100 Red Hook Quarter B3, St Thomas 00802 ka...kng ArkInna kir eleirbtkr•Totephrrne Nummo Lee. W Murry' W delfrien. ....hog orklien. ce, Lit Client Relationship Corporation Limited Liability Company IL: Attorney Eiyaiwz Account Foundation Partnership lanclkv0 Master Escrow Non-Profit Organization Limited Liability Partnership ILLPI Trost Estates Private Wealth Premium!'" DBTCA Accounts Deutsche Bank AG NY Branch Accounts Checking Account cehitkche aankAG NY Preletrad Banking Acount Checking with Interest Deutschtk Bank AG NY Proem:id Ccrtiliene at Deposit Money Market Deposit Ai' 'eon realm, seen OSTCA Cortifrtate ol Deposit Conanimni APY Cash Master Sweep Account Inert Amonn: ruplrr ikmaurg Banking Services Deluxe Checkbook NIA Chid, .-Buiness Debit Card Name Only Name and Address Duplicate Statement Swan Co.*, ,:ran Internet Banking Services DB Private Wealth Online Plus After: Link to existing online relationship: tky ik.te ZOCarlo f.11.5720 >N3324.0920;t Page' o 3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001403 EFTA_000 14877 EFTA00165661  Notice of Customer Identification Policy important Information To help the govommont fight the funding of terrorism end moot: launderer-4s activities. Fenknal law !comes all financial institutions to obtain. verify and record information that identifies iwcei prison who establesives An zeccutene, invest/ or other business relationship with a financial institution. This means that we will ask tut your name, atidiess and vent other information that will allow us to identify von We may also ask to see identifvente docuownis str.h el formation or good standing (legal entities) Or a paSSOOO Or pdwn 000t u it/ em :cation lino liadu abi Information Sharing You authorize Doutsche Bank to rate information about you and rota Account as se; forte. in OW disclosures that PNrcs including Deuisehe Bank believes are required by applicable law and regulations that airily to Deutsche or others, including disclosure of information about yeti and you AOCOttal LO tiny Bank VOW:0VMM :11,OrtY Os selr-regulatow body on request. 121 is necessary or appropriate in connection with Octiothii hank's provision of veiyros undo, this Agreement, or 131 is requested by a financial institution. financial imentediary. tar nano: third ;tarty in rifle, to assist such person with compliance with law applicable In such person in ceinmtiini: with tiviinc.h: pinti4lea to you rir nn you: behalf. 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the light against money laundming and Terrorist financing: these lutes call for an active involvement of both asset management bents and their clients. Pus new and existing clients we currently have a legal obligation to ask our customers questions regarding their identifies. addresses, source of lends and, if necessary, legal representatives, atitrionzed signattnics. benoficeat °wawa or cootie structures and to collect requisite documentation to substantiate the information Also. Nthancixl aint-monity laundering requirements require ihat should any oh the above personal of institutional information Chancy". our clients would be obliged to immediately notify us of the changetsl and provide us with relevant acia.mentatro to verily those chanfreS. ATM/Debit Service You agree that the retention or use of the ATIvI/Vebit card constitutes acceptance of 0lel teems anti condolers of the Cardholder Agreement contained in the Terms and Conditions or Deonsil Averionis Internet Banking Services If you have selected to receive Internet Banking Services, you unrietstono That yOu will he requited 1P ,.irune into a Salsa/ale Internet Banking Services Agreement with DBTCA before you can access ;he Internet Ban0o0OSOIVIO :: Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge braid: of DBTCA's Privacy Mtge.:: inch/deo in the nopeceivan Fact:age. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to fulfill any fax obligators and any other regulatory reporting duties applicable to it in any relevant tudediCtiOnS that may arise in connection with assets. income or transactions in your accounf(st and your business relationship with DBTCA. Fuetheurnum• you contain that fir necessary stiunnotrin and capabilities) is made available no less than annually to the relevant beneficial no the hr.:4 of tow knowledge owneitsl. settloilse. benehriaiYhed. pannerts). etc.. to enable him/her/them to fulfill any resOCCIlve tax obiwrens mat nwv arise tor hiroftwilthem in connection with your business relationship with DBTCA Please complete end attach separate We or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknanitc-dgo receipt of the Terms and C;onnitirs lot UapOSit Aceentrits attached and agree to be bound by them. In addition, you agree to notify vs inirncifiwiek pt any Inatome! cannot to this Application to the !itineration provided by you on this Application. You represent and warrant that all of the information piosred by y._µi de this Application is accurate. The Terms and Conditions for Deposit Accounts arc subieci to change MM. CO 01b3:44 mice: vage2ois CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001404 EFTA_00014878 EFTA00165662  Acceptance You understrd that this application is subject to aceentance hY ORTCA Le t-e' eiCoittp- a. Ft x,3-019 For Bank Use Only Reviewed by: (1,3444--uAte-re- MAP 01 /(gbic Due Recount numbers, MS acOdati ',WW2* JIM. ?MP: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001405 EFTA_00014879 EFTA00165663