EFTA01478472.pdf

Americas KCP Americas If Role/function Corporate title Location Planned start date Hir e identified (No/Yes & name if available) Internal AWM hire (No/Yes & details if available) If internal AWM hire - position tb replaced (Yes/No) DB hire (outside AWM) (No/Yes & details if available) External hire (No/Yes & details if available) Headcount approved (No, Yes - details) Comp detail (if available) Comments 1 KCP desk head MD New York June-13 Yes, Paul Barrett No N/A No Yes, JP Morgan no, submission pending 8400k base + bonus US Head of Global Opportunities Group 2 Generalist/ FX specialist MD New York June-13 Yes, Raphael Zagury No N/A No Yes, BofA/Merrill no, submission pending 8350k base + bonus Head of UHNW Solutions 3 Cap Mkts Generalist D New York March-13 Yes, Tazia Smith Yes , WM MCG desk tbd (Chip Packard hc) No No Yes, existing AWM hc available WM Markets Coverage Group team member 4 Generalist/ FI specialist D New York March-13 Yes, David Mann No N/A Yes, PIC desk New York No existing CB&S headcount CB&S hc CB&S PIC desk head 5 Generalist/ Credit Specialist New York March-13 Yes, Patricia Benne tt No N/A Yes, PIC desk New York No existing CB&S headcount CB&S hc CB&S PIC desk team member 6 Generalist/ Rates Specialist New York March-13 Yes, Tom 0 Rourke No N/A Yes, PIC desk New York No existing CB&S headcount CB&S hc CB&S PIC desk team member 7 Generalist/ LatAm coverage VP New York March-13 Yes, Luis Chaves Yes , WM MCG desk tbd (Chip Packard hc) No No Yes, existing AWM hc available WM Market Coverage Group team member 8 Business Manager VP New York March-13 Yes, Alexandra Leavensworth Yes no (Dario Schiraldi hc) No No Yes, existing AWM hc available PIC desk bus Mgr/ Debt Sales alternative/optional/additional x Private Mkts Generalist MD New York March-13 Yes, Bruce McDermott Yes WM Key Client head no (Dario Schiraldi hc) No No Yes, existing AWM hc available former Head of WM Key Client Americas x Rates & Swaps Specialist D New York March-13 Yes, Joe Aglione Yes , WM Cap Mkts tbd (Haig Ariyan hc) No No Yes, existing AWM hc available WM Cap Mkts Structured Solutions EFTA01478472 team member X Business Manager VP New York March-13 Yes, Nicole Thie Yes, WM Key Client group no (Dario Schiraldi hc) No No Yes, existing AWN he available former Key Client Americas team member For internal use only EFTA01478473