EFTA01362577.pdf

From: Davide-A Sferrazza Sent: 3/5/2018 5:27:41 PM To: Paolo De-Leon Subject: RE: Southern Financial a Classification: For internal use only As discussed, I'm going to raise the question of multiple Paragon IDs for umbrella and non-umbrella set-ups to Xavi and Ellenoi. In the meantime, if they need an answer urgently on the SIC question, just let me know. Thanks, Davide From: Paolo De-Leon Sent: Monday, March 0 • To: Davide-A Sferrazza Subject: FW: Southern Financia LLC I Hey man- can you put me in contact with the banker team or account opening team you worked with to obtain the does for southern? Maybe he/she will have some insight on what SIC code is correct. Thx! From: Sendhil-kumar K On Behalf Of CUSTOMERBUILD BLO Sent: Monday, March 05, 2018 2:51 PM To: Paolo De-Leon Abhijit Mukherjee Cc: Keith Buckholz CRM-PWM Derivatives Collateral Admin-N STOMERBUILD BLO Subject: RE: Southern Financial LLC Classification: For Internal use only Hi Paolo, 6700 SIC code is not available in LS2, please provide the alternative one. Hi Abhijit, Please confirm the customer profile for this request. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052058 CONFIDENTIAL SDNY_GM_00198242 EFTA01362577