EFTA01298589.pdf

Deutsche Bank El MC0UM Holder el.en e Joao LLC OCiS • 487216 Se lest Nakao for KYC tampers. Review Case le 1977705 produnoa 21 . '4 - 1; I X r, A , E e P I 1 f . A A a- 4 A, v en ;€ I 1 2 g adoVuonai Produces 2 .8 .8 co £ st. 5 r 42 272- 211, -.- n i _ ACCount Value •Si Mm 8EEi - 3 • o e_ yq -X I 6 3 r-§16/ 8 cc P7 m " I 4 2 triter Country of Rendenc0 USvi JJege LLC S x X x . X Neu X x X X X Ned Entily Tnee 11.0 JN1ry E. E Solo Mambo 8 ALOr5Ona1 x x x xxx 1 x3 x x it YNA x commenii Darren . X axe a x e s Merry Beller X X XX 1 XX X X X HA Cementing OPeratingAgreelnent Legal Existence i • Coillniente 11)1ILD Ile other. Certificate of Existence 1) ID her..,..(4,, ,, F,......, a Harry Bole( 'Gaelic., in me < to Siring Authority 2)ID lot Darren inchko can be toad in 'RepaSteev" of DOS 0 48.6406 Corporate Resolution 2014 4) RDC ht found on Jeffrey Foaled • crearanoes attacked n the cane -• r.rco-kk kit found on Damn Inched • clearance attached in the case Entity Powers/ Structure Anklet el ASSOCiationnnefOrg. other Required ApprovelseDocuments Include but not limited to: General Notes: 0 ASH Approval. non-US clients rift inched of US status(nonvSoeacka., dry i I) Indicate in comments 0 information is not found in current NYC or Customer Profile (enter number in fields E15.W26 end .14rto In !..iosTro a US tswssrOJS clnor via(spwi s Lour to 0ecorm a Non •U$ parson,FCA 1111011.0ea to that number in the comments), explain m which NYC Case or where in the Repository the information can be ei.fAcv..r.ri ,cnettry r. .nc..n V S cot her e rJ S askHera) found 0 AFC Reputabonal Risk Approval (priding nei us) (2) Indkate If Information is missing 0 AML Compliance & BRM Approval for US penmen vas an ortehme FIC (3) If the account holder is a non VS indoedual and has a VS individual as POA, tax experts, Peed Sherpa and Rich larosl. need to be informed at this c considered a US ind Kia 0 Client ariator UBO from EU (refer to Tab 3- EU Country List) - am ncte caw pion- Footnotes: 0 Client Risk Program (CRP) Form for at newloans (CRP Lamy are required at KYC la) State Occupabon, Employers Name and Mellen". Esb re 4,0 Income. Net lYcxn stage because loans da not go droop, Mee . NON USGIANTS ONLY Cross Border Approval (0)Ifthere is any negative news. assure to summaribe It In Deforce. 0 CRP Escalation Body Approval ExoeMions to kcal err comity ist regraded. MD (c) Make sure the PEP determination captured accurately. EXCEPTIONS for Global exit countries 0 ExCo Approval (Nigh Risk Kite Fa New Chente AND cxons Gs:veleta& from Id) Mae SUM me account debit are completed (i.e. account manager. account type. CurrenCy. purpose 01the account) usimethumke ',GSM')." EveneDe teenRenews) FinCENsCCO Rule Form (el Malt* sum the client meeting Information Is catered In GB F0ICle Are the booking center, referral source. Introduction detail and payment retrocession quesman related 10 this Client entered in Deform, 0 German Bank Separation Mt (GB-SA) OU•stionimire - roqaed to ALL rev clonts [GesA Oetermnahon made for clients migna as o163017 NEEDS to be waned b• Tat 5C.Nr indrect osmium 3rd any m be ween entities that r0rectty one 'LON*, nob ci 0 Group Sustanability Approval !CCP. iNN,ffere.flUTC4i I el0 Industry Rep Risk Escalation llittparrnpa risk intranitedt cortUars/app/App html • defense industry 0 MO Approval (New acitptors 0o,s, - et nal, romp, Subject to upcoming 8511 approval changes . this may be removed. lion.target market Approval PEPrriligativ• media escalation Approval, -Read WM AML Compliance vennueta: Line of business Approval to commence NYC adoption prize.,,, 0 RATIONALE MEMO stating basis 101 approving NYC Jags LLC_ICYC CIA APR Checklist SDNY_GM_00063450 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONF0I1TENTIAL DB-SDNY-0026275 EFTA_00173958 EFTA01298589