EFTA01119033.pdf

Valuations 3/31/13 EFTA01119033  -LEE and Related EnIdes Investment Summary 3131/13 Cash 8, Equivitents Southern Financial LIG- (see note below) 14.366,658 J.Epstein 1.997,654 HAZE Trust 28,354 FT Real Estate 2,161 Southern Trust Company 8,772,066 Jeepers 4,041,393 J.Epstein VI Foundation 4)130,219 Total Cash 8 Equivalents 34,106.525 Loss Cash in Operating Accounts (1.265,913) Cash in Foundations (4.680,219) (6,146,132) Total Available Cash 8 Equivalents 27,962,393 JP Morgan Trading Account (cash, SOCUltieS. Derivitives)- SFLLC See NoteA 68,962,624 JP Morgan Trading Account (cash, scourges, Derivitees)- HAZE 22,282,685 JP Morgan Trading Account (cash, seeurties. Derivilees)- STC 6,125,418 Marketable Securities -(ins) 10,775,708 Investment American Yacht Harbor (per JE E) 1,000.000 Settlements Receivable -D8Z 69.458.708 Partnership Investments 103,778,238 (see attached schedule) Total • 310 345 774 Value Above 310,345,774 Adjustments: Operating Cash 1,265,913 Loans Receivable 1,845,415 Total per attached valuation schedule 313 457.102 Investment partnerships are subject to various restrictions on wrthdravals. and therefore, 313.457,102 the timing of availability of funds MN be so limited. NOTE A: The JPM trading account was funded with $75 Milfon. Dunro JuN 2011 we wthdrew $ $2,478,520. On 2/14/12 the account was reduced by $501,930 for the purchase of 16,535 Ariad Pharmaceuticals 8 2,095 Bogen IDEC. on 5/22/12 the account was reduced by $1,330,000 for the purchase of 35.000 shares of Facebook. In August 2012 the account received 5349.402 from the sales proceeds od 17,500 shod Facebook On 9/12/12 the account was reduced by 510mm for the transfer to Mort Inc On 11/9/12 Uwe was a transfer to JEE of 51,000,000 EFTA01119034  J. EPSTEIN 8 RELATED ENTITIES VALUATIONS GAMLUAINUTTEEINVESTMEPITS 341/13 ImilhEREIMBEJM.Ll& 0228/13 03/31/13 01/01/13 Y11) Marsh ACCOUNTS VALUATION PERFORMANCE J P MORGAN. Cash 11,027.777 14,339.458 JP Morgan Trading Aocount 68.846.749 88.982.624 J P Wagon- Secuntes 7,359909 9264361 Other Bank Aoccats 176,095 46.710 JPM (Bear Steams) 4,983.273 492 INVESTMENTS . . TUDOR FUTURES 13.307449 13.694.355 12578.999 887% 291% HIGHBRIDGE CAPITAL 18,933504 18.970258 1E624.993 1.85% 021% M. HERTZ 3.630786 BEAR STEARNS Asset &dad Securltes T7/31/09 vak 331.882 331.882 449169731/0/SAMMEIE J P MCRGAN. Cash 14,000,000 8.591,532 JP Morgan Trading Account 992.503 6.125.418 180.554 Settlement; Jests DB 2WIRN SPECIAL OPPURTUNITES FUND 74.000,000 70.000.000 Set 1001110ke lea portal althdrsmal payment roomed (65412.2) omi.en3 J P MORGAN- CIO 4841,303 4.041,363 JP Morgan Trading Account 1,506863 1,511.347 Other Bank Accounts ARM Eosteln INVESTMENT American Tide Harbor 1,033.003 1,000,000 FT RealECM (cash balance) 84.469 2.161 FT Real Estate - Immanent In Mem al cod 1,420,500 1.508.833 CHECKING/SAVINGS ACCOUNTS 683,748 1,285,913 LOANS ME FROM INDIVIDUALS 1.745,415 1.745.415 CORE CLUB NOTE 103,1:00 10),CO3 BROKERAGE ACCOUNTS JPM (Bear Stan) 668050 666.892 J P MORGAN 56.400 56.806 Mod Inc Aliphorn (at cost tails) 10,000,003 10.000003 (1.260,233 shares of cornmon, and 695.301 shwas at Ser 5 Pk() Butterfly Trust 8044 86044 HAZE Trust HIGHBRIDGE CAPITAL 35034.864 35.108,437 34.404,356 205% 021% KING STREET (eadmate) 23980.803 24.184.473 23276473 322% 085% JP Morgan • Cash 28.349 28,354 JP Morganmanege0 account 22,238194 22,282,685 TOTAL 315,817,907 313457.102 THESE AMOUNTS 00 NOT INCLUDE HOUSES. AIRPLANEPIXTURES 8 OTHER ASSETS EFTA01119035  Reconciliation of large items Value 2/28/13 315,627.907 Partnerships 703.900 see below JPM Trading account- SFLLC (FTC) 115,875 JPM Trading account- HAZE 47.491 JPM Trading account- STC (67,082) Securities (419,498) Dividends/interest 1,162 Apollo Distribution Change in loan account cash spent : JEE (2,392,527) FTC (207,299) ML Hertz 33,922 cash received BSABS 13,251 miscellaneous total 313,457,102 Value 3/31/13 313,457,102 Partnerships SFLLC TUDOR FUTURES 386,906 SFLLC HIGHBRIDGE CAPITAL 39,754 Haze HIGHBRIDGE CAPITAL 73,573 Haze KING STREET 203,667 703,900 EFTA01119036  .EE and Related En1Aes Ava.lable Eouity for Investments 3(31/13 Stour,Oes Long C Fair Marlon Val,* 331/13 2/28/13 94in(Oss) 70.500 Ascent Raw. SFLLC 1,307,775 1,183.095 124,080 20,003 Bombards SFLLC 79,335 80,582 (1,247) 21.753 JP Morgan SFLLC 1,032,307 1064,157 (31,703) 263,157 Apollo Gbbal Management SFLLC 5.894,717 8.188,821 (492,104) 17,500 Facet** (pu Those] 5/22/12) SFLLC 447,650 476,875 (29,225) 18.535 Artad Pharmaceetcass SFLLC 296,953 347,731 (45,778) 2995 Bogen IDEC SFLLC 403,534 346.492 55.052 149490 !PM F6 Rate 4.24% Jetport 1,511,347 1,509653 4.481 10,775 708 11 195205 [419 498) SFLLC(Nstory includes FTC) JPIA Trading (ee attached) unnialaed 8.171,386 Net P812010 (1,519.390) reataed.2010 (8,954.209) Net NM 2011 (741,082) reanzed.2011 1,5.41,549 Net P812012 11,927,924 reatued-2012 8.799.305 Net P83 2013 (143,203) folioed-2013 (52344$. Total Pk uree inceptor, 8 923672 8 401 872 Invest,ents alo 3731113 at Fair Martin Value Sale TUDOR FUTURES 13,894,355 SFLLC HiGHBRIDGE CAPTAL 18.970.258 SFLLC ASS Trust (last valuators 7/31100 FTC receNes rnartNy debit:NW/us) 131982 HAZE NIGHORIDGE CAPITAL 35,11:8.437 HAZE KING STREET 24,164,473 FT Real Estate 21 East 201n Sant (et cost) ino.soD FT Reel Eon Columbia Holdings(al cost) sea.ns k4d Inc Aliphcorn (cost bails) (1.280333 sr, common. 005.331 41 Se 5 0 8) 10 WO 030 103 778 238 Southern Trutt Company (P, Barrett men aged account) Cost FMV 2,090.000 Petros Venezuela 8.5% 11/2/17 t,986,CW 1942,500 40,030 Cogroup Inc PFD 5 8% 1.000.000 990.030 45.000 This Fargo RFD 5.25% 1.125,030 1,134090 1090900 PAL Linked Note 85% Bernet 5% coupon 28 5% 019019 (3/27/14) 1000000 963803 5110000 5030 307 Cash for rivesbnents Accrued Income 1,018,756 70 380 8.117418 EFTA01119037  JEE and Related Entiles Cash Summagy 3/31/13 SFLLC JPM 14,339,456 JPM (Bear Steams) 492 Bank accounts 46110 14,386,658 LE Bank accounts 1.265.913 1.265.913 SPA Beat Stemma) 666,892 JPM 56,805 Butterfly Trust (Beer Staren) 8,044 1,997,654 JEEPERS JP Morgan 4041,393 4.041393 RAM Trust JPM 28,354 28,354 fl Real Egale/ 2,161 2.161 Soulhem Inni Company JPM 8,591,532 Bank accounts 160,554 8,772,086 Enhanoed Education 4.850 219 4,880 219 Total Cash 34 108525 34 108 525 the does not include cash in JP Morgan trading account EFTA01119038  ENHANCED EDUCATION 3131/13 PARTNERSHIPS S TOTAL CASH SECURITIES JP Morgan (Formerly Sear Steams) 4,786,350 4,786,350 BANK 93,869 93,869 TOTAL 4 880.2''.9 4 880 219 EFTA01119039  Mitt 'OW" Global Investment Opportunities Group P. Morgan SigleW•4 LLC. Account Position and MTM Summary (Open Positions) (GI Prepared for Haze bum as of March 29. 2013 00.$419 FX a forrirnodtty totem USDMXN 12.3127 XAIM50 1597.3 GEPUSO 1.5199 USOJTY 9.170 USDARS 5.1213 UIDEAR 9.2275 IUBU50 1.2818 USOBRL 0217 trsoos 0.949 USIXAD 1.0116 USOTAT 1.810 USONOK 52476 Stmebassed ban • Mental MO Ma} livabinart gent et of • ford. Trade Interest Maturity Face Arnovnl tang Description Cott Bai.s (S) Market Value (S) Recoi,ad Entry Pree (1) Current Poor (S) MTM Date lun.12 IWAJ.413 30(0,000 Ubs ones .arren 18% Con I P :53.240r(01 S2,7114.1C0 50 110000 392.83 5-Apr-12 16 Apr 15 1403,000 Mlerleor 614 6.203%CM 04/16/2013 OM 04/102012 (11,5430.000) 31,569,800 549.817 510000 $10332 5119,687 U.S. Heed Income • inbada Pil ea Wooed» Trade Total Mt Maturity Pare Amount totter 1,3? Rating Nest Call pal Coo Motet Value Entry Poo. Current Price Date Arrived 10-May.11 01.Nov.2016 1,200,000 Peabody (way Corp BM WA 7 (51.36›.44.0 51380.903 SIUrY21 5113 63 511508 5184.311 2-00.12 1S-May-2018 5023500 Ipaymmt Inc EEC. 0%15/2015 10.210% (4445.0023) 1.446,115 575,108 189100 $89.24 124313 2.0:1-12 01.3~019 1,000,600 Pandred HolthciatitInc I. Oft4V2014 11.25011. 11994.250 31,023,030 340 563 599.63 110250 169312 10-Miry11 blametuel 3.0)0030 Jpinorgan Chem I CO III 0406201a 7300% 113337.1501 53;165,970 54-47.028 511127 511553 5574,928 II1May.11 ~petal 3.000.000 Bank Of Amodca Corp 89. 05/150201$ 1.125% 113319.410 $3,401,475 3, 451,740 1112,99 5113.35 $471,605 and Amt. Packed • Manual Prnin Ne JI1Mo n want aa k trade Total Princ•int Entry Price Current Price Maturity Original tare Issue SraP Rating Next Call Dale Coupon Principal Cent (S) Mater Value IS) MTM Date (S) (local) Doc al) -Aug-12 25051.20 ionsaolt 14 I65a 51.625.410 5302,995 29.83 2991 3229,94/ 10 May 12 25-Mai 2037 1.000.000 Gam 2027 AI 12.0.3 04/25/2025 5241% (572557342) 1611.671 5112310 78.50 83.90 $311,40. Mortgage and Anal Backed MTM (52.414,081) 52.277.151 5652.944 5268,375 'Mahal Fund. end Mone Market Track Dividends Entry NAY Current NAY Symbol units Company Currency Initial Cost (S) Market Value (S) EMI Date Received 31) (local) (Loral) Avg ,P30X 199,554515 »Pagan Floating Itate-Sel USD aon.som 12.017,533 SO I 0 03914 10 I 54,031 Avg OW «X 317.095 54 ipmorgiin High 11•14-Sal USO 12.529,429.14) $2.616.038 DMR• II 2765 (511,391) IQ I LO So so PI I 5-1 11.499312 $343.509 11.11113,021 au tor open tint 51.15416M Rape so so so Onet Open MTM $1493.132 WO EST 3524,95” 029,312) 0•Ovativ• 10 10 $4 YTD 0,9•034 M Opts DATA ($355,3 12) Allemmthr• SO SO 10 2013 COME PM 1354,554 DOWN/ Mboellemiraue 10 SO $0 °tart S1aH5,552 »lb Wrat Pwrietenmear 53,44A nr01,,~ion Vota 6 c0 EFTA01119040  lobaLlmestment_Opportunities_Group iihmipon ucuriths u.c. Account Position and MTM Summary (2013 Closed Positions) CI 0 (Fle." fin mrtarnt crnnortunstror Prop - r..d Inr Trust as of March 29. 2013 Mort and rote arodonl 1 14.1y-12 754,0.2034 11592.800 NVe 2004 r 181 (CC 0112542020 2.554% (51,1ao,404) 1,40.14 55.266 81) 26 31 %)413.109 Mutual het and Mon* M.*.t Avg OHM 181,3714.4/ lorrorimn rlign Vield.SO 'Jla) 31.100.000 s1114 22-Janll 8.41 81/ fO Z013 hithohm4 ado 6 Ca EFTA01119041  Global Investment Opportunities Group JR. Morgan SeCtrttlee LAC Account Position and MTM Summary (2012 Closed Positions) 4G I 0 Cispipreapalltie elpird,fo, •• Trust nnM . 2013 tuckered Notes I❑I-May•I 31-11 12 1.000,000 vag I . , %omw 501,-er. pn 20% Om !new I. I/11 S4.010.000, 13-318.0.s. SO 31.May.12. 510C CO $110.60 S. rind known Trade Dale Courson Principal Cost Tota l Int. Pit Matulity Pao: Amount Issuer SAP Rating Noel Cell Dale Market Value Closing gate lone FriCe Closing Prke Maned 10 Mar 11 O1-Mayd011 1.2190.000 GS Group Inc NR NIA 1 009% $1.200.000 588,067 g- -12 510163 Y. ° ISMaY' I 1 ISApr.201S 1,200,000 Font Motor °edit Co Lk 118• NIA /.000% (51,11/50C) $1,301.000 876.067 3-Apr-12 $110.65 5109 00 $56.24e 10-May-11 15-Apr.2015 1.200003 Ford Motor OMIN Co Lk 88. N/A 7000% 31,223, /GC) $1,115000 S87.60) 26-)01.12 $101.98 599 09 551,840 Motu el hen& ma Mon* Market Dividends entry NAV Closing NAV Trade Date Symbol units Company Cunency Initial Cost 153 Market Value IS) Clostng Date Received IS) (local) Itmal) Avg OHYFX 185.163.19 1prnorga gar Yong. USD S1,500,01:10 2-00-12 839 8.10 3S4 PIA) ISS4.3114) an (C) 2013 itmorgan Chase t Co EFTA01119042  Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Prepared for Fi nancial Trust as of March 29. 2013 Cunene Ex a Ccewnodlly ran USDIMIXN 121127 XAUJSO 15973 G1IPP5O 1.5199 USOPY 94.170 MOMS 5.1211 %ADC ew 111135 EUR1150 1.2811 USDORl 2 0217 USOCH1 0.949 USD(.4.0 1,0176 USIDOTY 1110 1/50401( 51476 • ene Pre • via ‚loon** • trade Dividend Entry Pricy Current Price Syndmi 11)•ret Company (urgency industry (my Bans (5) Ma rliel Value 3/ MfM Date Yield Recall hotel) • TE Telelenlu 54.5pon Mr 1)50 Cerniemg, canoes 000% 530.0•3 2005 13.51 VIM'S 15.1un 12 TEE (39) Telefonica SeSpon Mr USD Communkatleni 0.00% 1448 (1527) 252 13.51 MO) 24-Jan-13 AMA 9.030 Adel Pluvonecoutah Inc LAD non, Noneygcli 0.03% 0176,4001 $162,720 196d 18.06 [713,650) 144•10.12 ARIA 7,535 Ailed Phaefneceeatloali Inc USD +owner. NOPCS% 0.00% (51144001 5126.233 It /I 18.06 121,633 24-00.12 OF 25,000 Dean Feeds Co USD Ammer, %Ones% 0.00% ($420.450) $453,250 18 8.2 18.13 317.200) 12,61-10 OAG 50,000 Konen D0 Agil Double Long USD Funds 0.00% 11352,550) 1481.505 !01 9.63 1121355 IT-Marl? F8 37,500 Farcebook Ino4 USD Communketbna 0.00% ($465,000) 1447,650 It, 00 25.55 ($217.350) 14.140.12 808 2,095 Pepin Idec Inc USD mum«, Nennf(11 0.00% 15250,451) 5103.535 119 55 192.62 $153.003 qu.ty MIM ($1,9914111171 12,064.101 140.253 Strucband • Manual le ri leMeer n Instalment r ( tor da 8-Nov-12 22-Nov.13 1,000,000 te 122J13 1n e UM 85%/itaellit• %Atm Cpe.22.9%Nien iSloW 0001 51.107340 50 3100.00 1110.14 $107,540 9.3m.13 24184-14 1,000000 He< Ren Load To Cah VI US 5)04v- 500%Mantrn 01419113 IN11•1561846.1995 (51.000 OM) 1905 600 10 1107 00 $90 .54 1114.400) 144•0.13 20.4vg-14 1,000,000 MS Market plus mex C41(20/14 10% ENO 84erles • 3.5% ON, Uncapped intual Level . 2 (51,000000) 11.048.550 10 3100 00 110486 141,550 5-Ape.12 16-Apr.15 1,500,000 Menlo, CLN 6.200% CPN 0416/2015 Dtd 0416/2012 (11.500,0:13) $1,573.80) 565,888 $100.00 5104.92 914.1.6811 nuclei 0 notes MYM (54.500000 54,715.510 549,888 $255, 341E U.S. abed entente • I Presn• y4a mbe heiturIty fag v A re,uuril Total (nt Inver SEP Plating Kett Carl Date Coupon Pe rin, p Merkel Value Yield le Went entry Price Current Pte e wimp Accrued 22-Feb -12 15-lan• .1 1,000,000 Nip Energy Inc 88. N/A 7.625% 111,001.5001 11,126.540 $64087 $10015 1'12 65 1209,127 22-00.12 01-Apr.20111 1,000,0:0 Itadweten Inc B• 00312015 7.625% ($E035.000) 11,003,030 133.253 5.19% 5103.50 SIM CO 174253 22.001.12 15441y-201/ 400000 Earellnk Inc 0915/2015 4875% ($414,000) M04.000 115,482 8.43% 5103.50 1101.50 $7,442 23-Oct-12 15•May.2019 603,000 ferment Inc 05/192015 8175% ($619.100) 1409,000 523,075 &43% $103.25 110130 $12,575 1.0c812 01.1un-2019 1,004000 Kindred Healthcare Inc e. 0603/2014 4250% ($196.250) 11,025,000 540,792 7.53% 599.63 $90230 MSC 841o/-12 01-Jun.2019 1,000,000 Kindred Ileolthcere Inc B 0601/2014 8250% (1970.093) 11,025,003 132,313 7.53% $97.00 310230 $82,312 24-Jan-li 154064029 1,500,000 Senekernarter Commie 11. 02/15/2015 8.000% (11,595,625) 11.631,250 121,667 SAO% 1106.38 1194.75 157292 25-Feb-13 11440402e 1.000,003 Servkarnaltair Company 02/192015 &C00% (11,070,0M 11,087,500 17.594 5.90% $107.03 110675 325,056 15Jun.11 Netball 2,504000 hervegon Chew & Co 888 04/3W2011 2300% (11,702.425) 12,894,215 1353,306 4,45% 5108.10 111533 9539,106 l5.)un.11 Perpetual 2.500,000 Nereargan Ours 4 Co 888 04/10/2018 7.100% (42.702021) 12206225 1333,306 4.45% $108 10 1115.53 1539,108 ID-Jan-II Perpetual 2.000,000 Bank OP America Carp 88. 05/122018 &In% (12.081.1.01 12,241.650 ISM 5.12% 1104.06 111338 $547,130 30Jan-12 Perpetual 3.000030 Southern Cal (deem 888- 0212022 6.250% ($2,999,970) 13353,085 $219,229 4.61% 1100.00 $111.77 1571,344 27.)un•12 Perpetual 2.000,003 General E'4.< Cap Corp 06/192022 7.125% (12,122.9201 12296.003 1101,467 4.47% 1106 IS 111920 13110,747 EFTA01119043  Global lnvestment Opportunities Group .P. Mogen 500,01Un U.C. Account Position and KM Summary (Open Positions) C IC) Prophr4.1 f Or Finanstal Tnnt as of 5113/c), 29. 1013 Onnet FA • Cavenoelty ratte 1.15001114 12.3127 )0,01150 1597.5 41175).2> 1.5199 1/501Y /WARS 94.170 5.1213 1250<11%, 1111.35 EURWD 1.2818 V5D9RL 2.0217 USOCHF 0.949 MC%) 10176 1/50TRY 1110 11501101( 51476 Mud bworn• • Ine i Na Bloontee Melunty Face Amourn ISSUC $41.1 Rating c-uhencY Coupon Total lot ytott vloot? t nhy Pm° Current ....ce Pttorn/al Carl Cl) Meriml ~vn (5) 151501 Accrued (I) Dm 01 Dors° 9-Oct.12 02.1.63v.2017 Prom001 (»Venezuela 5 8. 1150 8.500% '144).150` 5487,500 330069 9.18% 8805 97.50 567,319 11.0.3-12 02440n2017 11300.000 Pottoleos 09 Vonnts16 5 8. 1250 1560% 11897.5031 $975.000 139.667 9.18% 39.75 10.1449.12 16-0«.2021 1,503.000 97.50 $117,167 Lloyds Tsb link Pk 888- u50 9375% (11,627.500) 11134,150 3131.255 23-lan.13 3.33% 16%50 122.41 1339,905 05-D302022 12,003020 ~ka MovIl Seb D* Cv .4. haN 6450% (S1.004,417) 31.030.243 311,528 5.66% 105,75 10518 137,355 26.10+12 150K-2035 7,503,000 Raoul« 04 ArgAntlna &CA WO 0.000% 111.038.7501 1423,750 $461920 1315 13-00.10 15.04<.2035 10,000.000 R•publk Ot Argent no 5.65 (5145,030) IVA ARS 0.000% (1318000 115,432 $326.744 12.56 0.71 $23,678 ntemetionai Fl vod Income MTRI 155 326.4 17: 54.768,07 3998.85 4.50. end fl oot Illacked • 1,44nual Prun vla JP/Ao en in (MI eiblk Tta0v Malunty Ongmal ace uwe wit Rat',/,' (all Date Total Ponnlot Date Coupon Pnor /pal Coat IS( Maolet Value 15/ (31 11,10; 4.1en 13 25-Aug 12004 174 04/25/2013 1.104% ,S552 17 4. 5560.616 54,657 6-Feb.13 20-03020» 5.701,030 5625 53,003 Temt 11131 ccc 04/202013 1.651% 11781,919) $355,120 511,261 5-11.79 12 25-Noy.20