EFTA01298889.pdf

Deutsche Bank El Account Hoicier Name kryotrion Au LAC G..IS• Regular Renew Case • 1977693 Product(s) Banking e le ne s t 0 ..r e g P., I E ; mimic-video-dual I „, , .. , m '51: g 0 Account Value rar.104 — L to £ o. t * < Enter Country Won an* US co t L h Entity Type CCVOrnenta Jeffrey E t - x x x x x x x x x x Corriership Darren maym X X X X X X X X X isence )Miry Rolla X XXXXXXXX Lawrence Paul Vlsoski Jr, RR es mannerof ittnaln Ai tiCi X XXXXXXXX Legal &Stance Co.I.,,s al., or GrXxl ..9.4ro rig other Signing Authority Entity Powers/ Structure rano, Required Approvals/Documents include but not limited to: O ABR Approval non-US clients with Indio. of US status (non-US dent change, >Mita lo become a US c«sa4VSclat cneevine stabs m beormit• N0n -US posanP0A o senora° se7nerole non-US but las a U S edema) MC Reputation.' Risk Approval (gentling nexus) 0 AML Compliance & BRM Approval for US persons win an of/Mom PC 0 Clime andlor U80 from EU (refer to Tab 3. EU Country USN. OM note tO Chant DrcOle 0 Client Risk Program (CRP) Form to all new loans (CRPfarmare he:Wired at KYC *tage beosjo.)roa. ns do not go through Inca* • NON US CLIENTS ONLY 0 Cross Border Approval 0 CRP Escalabon Body Approval • Erocipbons so local ore courCry list pannirdad. NO EXCEPT *NS roe Global earl countries (a) Evidence of source of wealth 0 @Mance of source of funds 0 &Co Approval (Mr An IOC. For New Gents AND dents downgraded from ha /toothy°, to HIGH AND ihe Evert Peen Renews) FInCEN's COO Rule Bone (a) German Bank Separation Act IGEISA)Ouestionnarre • regured Sat ALL new (GBSA deertnnaeon made foe dients existing as of E3017 • DA NEEDS to be •na,otrea for Mgr (71.• indirect Dern) aro an/ Fl eoreneen eeneete Mat ,r0--ecey own ride dent (5) Coop le/interne searches Client and IMO • at a minimum 0 Group SOStamatNMY Approval lenvronrrentalOsccoal oVO 171 CIJ Onshore Leaks Database (ensure client ilB0. internee., entities. SO'otOr,ee are not IOW in the Paname One's database) 0 'Mosby Rep RISK Escalation (Mtpe:anpa intranad Ocornfarsiapp/App.html) • deltas* induStry 0 MD Approval (New adAorcires ON/ .INVrgF 'shwa ) Non-target menial Approval PEPenegMIVO media escalation Approvals • Head WM AM. CornPlunge 0 Venezuela. Line of business Approval to commence KYC adoption process (s) RATIONALE MEMO stating basis for approving KYC 1971599 KYC lack) st anon L r: For eternal um only SDNY_GM_00064274 CONFIDENTIAL - PURSUANT TO FED R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0027099 EFTA_00174780 EFTA01298889