EFTA01381157.pdf

From: Andrew King Sent: 6/10/2016 3:21:38 PM To: Zbynek Kozelsky CC: Stewart Oldfield Subject: Approval Needed - List of Preferreds Attachments: DB- List of Preferred Equities - June 2016.xlsx; Source - Preferred Equity List.xlsx; FW_ new spreadsheet III (52.5 KB).msg Ziggy, I've attached a list of preferred equities that was asked for by Richard Kahn; (or Southern Financial, which is an investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients). The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can select from to build their own basket. The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB information. We'd like to send on Monday afternoon at the latest. Please let us know what disclosures would be required for approval. Thanks in advance. Best regards, Andrew King lil Andrew King, CFA Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Asset 8 Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email Peacitn, --Itr Peeffron. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079935 CONFIDENTIAL SDNY_GM_00226119 EFTA01381157