EFTA01372853.pdf

715:2019 KYC Print One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all partes) Indrvduars Name: Jeffrey Epstein - Date of Birth: Country of Resdence: USVI Country of Citizenship: USA Has client resided outside of Lee Saint James Saint Thomas 00302 US Virgin Islands hhis/her country of nationality for yes i No Address of primary residence: 5 years or more' Profession/Occupation: Self Empolyed Tax ID / SSN: Current Employer: Southern Financial LLC PosttionTitle;Rank President Address of employer: 6100 Red Hook Quarter El3 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial ndustry' or an enbty listed on a DB-recognised exchange' (Not applicable for operating entities yes ,it No , yes .I. No Is the individual a Politically Exposed Person (PEP)?(( Yes desaibe) To the best of your knowledge, is the individual related to an employee of the DB grouP7(1FOCI* . Family , Fnendship .'" None cr Friendship, dente) To the best of your knowledge, is the individual party to a non -banking relationship path Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or servrcesp(f yes Yegdessiber) Indicate where and when the client metting(s) took place: If applicable, indicate which bank officers have met the person: Client Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domole: Business: Paul Morns U 'If 9/13/2013 i 4 Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth de cription as indicated in Section 2) Nature of the Individual's Business: Private investments Primary Country of source of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds' Summarize Source of Wealth: 4 - Business Owner Salary/Earnings 4 Investment Inheritance/Gifts Other: Further Describe Source of Wealth /Detail the history of wealth fo each et the sources: (e.g. For truss, how did settlor accumulate wealth' For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability' Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Worrier. His wealth has come from his days at Bear Stearns and his financial management firms Estimated Annual Income($): 10,000,000.00 Estimated amount of investable asseh(S): $50 MM - 100 MM Estimated Net Worth(f): $100 MM - SOO MM Amount of assets planned to invest with PWM($): 5,000,000.00 Other Known Financial Institutions: Institution: 3PM Country: I USA Est. Assets Under Mgt: 120,000,003.00 Institution: Deutsche Bank Country: USA Est. Assets Under Mgt: 70,000,000.00 httpsildbforcepb.my.salesforce comiservletiservlet Integration7lid=01N30000000D9Daeici=50060000001(zNly8dc= I thrikToken=VmpFPSx NakF4T1 4 _5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066750 CONFIDENTIAL SDNY GM_00212934 EFTA01372853