EFTA01492427.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period 10/1/I1 to 10/31/11 INFLOWS & OUTFLOWS Type Quantity Per Unit Settle Date Selection Method Description Cos( Amount Amount 10127 Accrued Int Recd FORD MOTOR CREDIT CO LLC SR NOTES 7% APR 15 1500,000.000 0.002 3,500.00 2015 DID 04/092010 (ID: 345397-VN-0) 10131 Div Domest JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 5,000,000.000 0.04 197,500.00 DTD 04/23/20080 79.00 PER SHARE (ID: 46625H-HA-1) 10/31 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD © 0.492187 30,000.000 0.492 14,765.61 PER SHARE (ID 173080-20-1) Total Inflows 8. Outflows $84,827.64 TRADE ACTIVITY Note. L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss C indicates Currency Gain/Loss 0 Indicates Ordinary Income Realized Gain • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 9/28 Sale CIT GROUP INC 144A 7% MAY 02 2017 DTD (2,500,000.000) 95.00 2,375,000.00 (2,306,250.00) 27,048.34 L • 10/3 FIFO 06/15/2011 695.00 JP MORGAN SECURITIES LLC 41,701.66 0 (BIDL) (ID: 125581-GA-0) 10/3 Sale WACHOVIA CAPITAL TRUST III VAR RATE DEC 31 2049 (2.000.000.000) 82.70 1,654,000.00 (1,870,000.00) (216,000.00) S 10/6 FIFO DM 2/1/2006 82.70 JP MORGAN SECURITIES LLC (BIDL) (ID: 92978A-AA-0) 10/7 Sale REGENCY ENERGY PARTNERS LP @ 20.7532,681.25 (1,575.000) 20.686 32,580.62 (32.949.00) (368.38) S 10/13 FIFO BROKERAGE 100.00 TAX &/OR SEC .63 J.P. MORGAN SECURITIES LLC (ID: 75885Y-10-7) JP Morgan Account Page 20 of 23 Page 23 of 40 Confidential Treatment Requested by JPMorgan JPM-SDNY-00015215 Chase CONFIDENTIAL SDNY_GM_00284413 EFTA01492427