EFTA01499680.pdf

SOUTHERN FINANCIAL, LLC ACCT. For the Period 9/1/13 to 9/30113 SECURITIES TRANSFERRED IN/OUT Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Quantity Transaction Settle Date a T ction Method Description Cost Market Value' Securities Transferred Out 9/25 Free Delivery ALLY FINANCIAL INC 812% PFD ASSET TRANSFER TO (126,600.000) (3,411,870.00) A/C W92099-0 SOUTHERN FINANCIAL LLC AS OF 2,782,242.51 09/2913 (ID: 02005N-30-8) 9/25 Free Delivery ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO NC (16.535.000) (327,558.35) W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 290,997.40 (ID: 04033A-10-0) 9/25 Free Delivery BANK OF AMERICA CORP 81/8% PFD STK DEC 29 2049 (2,000,000.000) (2,218,880.00) DID 04/30/2008 ASSET TRANSFER TO NC W92099-0 2,061,180.56 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 060505-DT-8) 9/25 Free Delivery BARCLAYS BANK PLC 7.750% 04/10/2023 DTD (300.000.000) (310,434.00) 04110/2013 ASSET TRANSFER TO NC W92099-0 300.000.00 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 06739E-HK-0) 9/25 Free Delivery BIOGEN IDEC INC ASSET TRANSFER TO A/C W92099-0 (2.095 000) (510,216.30) SOUTHERN FINANCIAL, LLC AS OF 09/25/13 250.454.95 (ID: 09062(-10-3) 9/25 Free Delivery DEUTSCHE BK AG LDN BRH DBL LONG ETN38 ASSET (50,000.000) (420,500.00) TRANSFER TO Ate W92099-0 SOUTHERN FINANCIAL, 352,529.00 LLC AS OF 0925/13 (ID: 251541455-8) 9/25 Free Delivery EARTHLINK INC 8 7/8% MAY 15 2019 DTD 05/17/2011 (1,000,000.000) (958,250.00) ASSET TRANSFER TO NC W92099-0 SOUTHERN 1,033,500.00 FINANCIAL LLC AS OF 0925/13 (ID: 270321-AC-6) J.P, Morgan Account Page 19 of 34 Consolidated Statement Page 22 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023474 Chase CONFIDENTIAL SDNY_GM_00292672 EFTA01499680