EFTA01461127.pdf

From: Carol Saracco Sent: 1/21/2016 9:30:44 AM To: Daniel Sabba CC: Wayne Salit ; Todd Stevens Chip Packard I I Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval IC) Ill Classification: For Internal use only Wayne The committee wants an updated due diligence report. Can you order a level 2 kroll report? (I think it is level 2). Thx From: Daniel Sabba Sent: Wednesday, January 20, 2016 2:57 PM To: Carol Saracco Cc: Wayne Salit; Todd Stevens; Chip Packard Subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] [I] Hi Carol — Wayne Salit suggested we reach out to you. Jeffrey Epstein has requested the opening of a new DBSI account for one of his entities (Gratitude America, Ltd.). We have reached out to Wayne to clarify whether this can be done with the approvals we have in place or whether this has to be brought to the RRC. Wayne deferred the question to you - the email below has the specific guidance received from Jan Ford. Can you please advise if possible. Thank you, Daniel From: Wayne Salit Sent: Tuesday, January 19, 2016 2:10 PM To: Daniel Sabba Cc: Todd Stevens; Chip Packard; Jan Bornebusch Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] [I] Classification: For internal use only Dan - As we discussed, I do not have any further guidance on whether ARRC would permit a new brokerage account for Mr. Epstein or not. I suggest you reach to Carol Saracco from the ARRC to get more detail on the parameters of the their guidance in the e-mail date Feb 6, 2015 below. Specifically, does the proposed new brokerage account for one of Mr. Epstein's entities require bringing this matter back to ARRC. Kind Regards, Wayne Salit Deutsche Bank Americas =.! From: Daniel Sabba Sent: Tuesday, January 19, 2016 1:49 PM To: Daniel Sabba; Wayne Salit Cc: Todd Stevens; Chip Packard Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] Hi Wayne — I tried to call and got voice mail. We wanted to follow-up on this matter — the client continues to inquire about the opening of this account. Regards, Daniel CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122966 CONFIDENTIAL SDNY_GM_00269150 EFTA01461127