EFTA01359963.pdf

From: Rishabh Sharma Sent: 4/2/201911:57:10 AM To: Stewart Oldfield I; Bradley Gillin I I; Monica Gilkinson CC: Halina Laczn Debra Jasper Oversight Control I Subject: RE: OD Referral dated 04-01-2019 For AC # Classification. For internal use only Hello, Please provide update on below. Regards, Rishabh Sharma 0B01 Global Services Private Limited COO Wealth Management Operations Please send all the Banking related Queries to our new Group E-mail ID qtopwmbankinqexceptioreeheckprocessinqOlist.db.com From: Rishabh Sharma [manta Sent: Tuesday, April 02, 2019 9:51 AM To: Stewart Oldfield >; Bradley Gillin < >; Monica Gilkinson Cc: Halina Laczny ; Debra Jas r >; • Oversight Control < Subject: OD Referral dated 04-01-2019 For AC ft Classification: For internal use only Hi Team, Please find the attached OD Referral for today and approve these with your decision hand-written on the OD referral form with two signatures (mandatory). Please provide the below information on the form - I. Transactions - Ok to pay / Not Ok to pay 2. Reason on how and when the OD will be covered 3. Seek CRM Approval for any account if overdrawn USD 100K. Note: If the form reflects an OD decrease then we don't need a decision but it does mean that the referred account is still in OD situation and needs to be covered. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048133 CONFIDENTIAL SONY GM_00194317 EFTA01359963