EFTA01455964.pdf

The information contained in this communication is confidential, may be attorney-client privilegedrd n totaled only (cc the la of the addressee Il athe many of Dam K Wyk& aicloar0 a copying of Cannellaaael a ny pen thereof in gricely pieltibiled al may be Isnlewful If you hove 'waived din communication in error, please notify us immediately by return e-mail, and destroy this aitnnuaiiion al ill *pa theta: imkidirg ea attechriaix Copyright of Damm K. Indykc, PI.I.0 - 2014 Darrat K. Indyke. PLLC All rights reserved. On Oct 21.2014. at 3:20 PM. Amanda Kirby .- brute Classification: Confidential Darren/ Rich -- Part two. I am reaching out to you in regards to CFTCs ruling on Segregated Initial Margin. In November 2013, the CFTC published its final requirements that all swap dealers and major swap participants must notify their clients of their right to require segregation of margin (other than variation margin) for uncleared swap transactions. The new regulation became effective on January 6, 2014 and requires all "new counterparties" of a swap dealer or major swap participant as of this date to comply with the regulation as of May 5, 2014. For market participants that were existing counterparties on or prior to January 6, 2014, the compliance date is November 3, 2014. You have been identified as the Responsible Officer for your organization and are being asked to reply with your organization's election to require or not to require Initial margin segregation in accordance with the CFTC Segregation Regime. To avoid potential trading disruptions, please complete the attached document entitled "IM Segregation Election Notice" and return it as soon as possible. For your reference, FAQs are also attached. If you have any questions do not hesitate to contact me. Thank you Best. Amanda Kirby Mail Atticlummtgif Amanda Kirby Detach< Bonk True, Carosny !tenants% rt t nt Tel Fes Emsul- Mail ATTaChlThathed Somme Moro mimes Natal, BS* Semmes Inc This communication may contain confidential and/or privileged information. If you are not the intended recipient for have received this communication in error/ please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Sank does not render legal or tax advice, and the information. contained in this communication should not be regarded as such.<Approvcd IM ScgreF.ation FAQs WM.cw.---- Reviewer! USTCA Segregated Act Fee Sehedule.pdf,--- SF Approved IM Segregation Election Notice WM V2 revised 8.19.14.doe ST Approved IM Segregation Election Notice WM V2 resists!8.19.14.doc-- CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115002 CONFIDENTIAL SDNY_GM_00261186 EFTA01455964