EFTA01451048.pdf

27 Dec 2013 Pane 2 Of 2 Deutsthe Batt AG SOUTHERN FINANCIAL, LLC IIX • OPtions Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 I Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436✓ SOUTHERN FX OPTION 21-Nov.2013 20.11ov.2014 25-Nov-2014 (1,000.00000; USD 101.030.000 RV SHORT ELROPEAN CALL 101.0003 ;61 7:38C:11i 710423459 FiNANCIAL.LLC 366364435/ SOUTHERN EXOPTION 2144or-2313 20-Nov-2014 25-Nov-2014 121.000601 USD 0 JPY LONG ELRCPEAN 0.0000 11.127 59 710423461 FINANCIAL, LLC 366364436/ SOUTHERN EXOPTION 2144,4013 20-Nov.2014 25-Nov-2014 121,000 C6.I USD 0 JPY LONG EUROPEAN 60000 980395 710423463 FINANCIAL, LLC 36615449 SOUTHERN EX OPTION 214404013 20-Nov.2014 25-Nov.2014 421.0 col USD 0 JPY LONG EUROPEAN 0.0000 8.60003 7104230 FNANCIAL. LLC Subtotal: ((32.25704; Tow: (32,257.04) Statement ID : 182298_20131227_20131230_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 107187 CONFIDENTIAL SDNY_GM_00253371 EFTA01451048