EFTA01373009.pdf

Thanks Kind Regards. Mrs. Anastasia Pringle Deutsche Bank Securities Inc Client Onboarding Equities 502 uite 500. 32256 Jacksonville. FL. USA Fax Email Please send all GED rated emails to: Rovicii4yPespron From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Monday, December 22, 2014 5:18 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hello Anastasia, Could you please help to identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. US CB&S AML Compliance AML Compliance Deutsche Bar* Securities Inc. Compliance Rus41.441Mon Anastasia Pringle---12/22/2014 10.43:18 AM---Classification. For internal use only Good morning. From: To: Cc: 12/22/2014 10.43 AM Date: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066975 CONFIDENTIAL SDNY_GM_00213159 EFTA01373009