EFTA01400410.pdf

Subject: Re: Your KYC has been resected From: Janice Franklin Date: Thu 19 Se 2013 15:01:24 -0400 To: Cc: Jacqueline Lightbody < Classification: For internal use only The IRS tax exemption letter attached to the KYC indicates the entity is tax exempt. It is standard for us to search the IRS' database and/or Guidestar to confirm 501(c)3 status. The IRS indicates that the entity has not been tax exempt since 2/2008. Please provide us with documentation to show the entity is tax exempt. as you indicate on the KYC. Regards, Janice P. Franklin (Embedded image moved to file: pic18424.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic12343.gif) From: 'Amanda Kirby < I To: I Date: '09/19/2013 02:29 PM I Subject: Re: Your KYC has been rejected Classification: Public EFTA01400410 Janice -- The client says this is a Virgin Islands tax exempt foundation. What would you need to see for that? Best, Amanda Kirby (Embedded image moved to file: pic03334.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York NY USA 10154-0004 Tel. Fax Email (Embedded image moved to file: pic17440.gif) From: Janice Franklin ‹ > To: Amanda Kirby/II/dbcom8DBAMERICAS, Date: 09/19/2013 01:58 PM Subject: Your KYC has been rejected Your KYC has been rejected. Case 1: 01122241 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: J. E stein Virgin Islands Foundation, Inc Customer Number: Reason for Rejection:Please see the following rejections: 1. Please re-run due diligence searches for J. Epstein Virgin Islands Foundation, Inc. as the current searches were done with the wrong country. Should be US Virgin Islands, not the United States. 2. Please provide evidence as to who is the designated authorized signer. 3. Board Resolution list the foundation as an a/k/a which is "Enhanced Education". Is this another name for the foundation, if not, how is it related? If this is the a/k/a for the foundation, please conduct due diligence searches for this entity. ADDITIONAL QUESTION 4. Please confirm for us that the prospective client is still tax exempt. It appears to have lost its exemption status in 2/2008. In addition, I was unable to find it in Guidestar or on the IRS' website. To view the KYC click here https://na4.salesforce.com/5006000000SaeJG EFTA01400411