EFTA01361671.pdf

M essages (continued) call UClients also have the right to withdraw excess margin securities, provided that the client account is not subject to restriction under Regulation T or that such withdrawal will not cause an under-margined condition Activity Sum m a ry (NI amounts shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secunties Bought 0.00 0.00 Secunties Bought 0.00 -38,037,468.11 Securities Sold 0.00 19,149,726.27 Securities Sold 0.00 0.00 Total Securities $0.00 $19,449,726.27 Total Securities WOO -$36,037,466.11 Dividends and Interest $420,440.13 $3,123,514.91 Dividends and Interest $0.00 -$93,807.51 Distributions $291,449.16 $8,339,518.77 Distributions $0.00 $0.00 Fees $0.00 $0.00 Fees $0.00 -$72.00 Other $0.00 $72,188.00 Other $0.00 -$441,670.16 Cash Cash Withdrawals 0.00 0.00 Withdrawals 0.00 -1,331,245.00 Deposts OLIO 32,417,881.34 Deposts 010 0.00 Total Cash $0.00 $32,417,661.34 Total Cash $0.00 -$1,331,245.00 FDIC Insured Bank Deposits $0.00 $37,486,437.18 FDIC Insured Bank Deposits $0.00 -$19,304,764.85 Money Market Funds $0.00 $25,931,926.31 Money Market Funds -$657,514.29 -$70,151,535.64 Total Credits $711,889.29 $126,820,992.78 Total Debits -$651,514.29 -$127,360,763.29 Transactions by Type of Activity Process/ &ttlerient Date Adivity Type Desaiption Quantity Price Accrued Interest Amount Currency Dividends and Interest 12/15/14 FOREIGN BOND INTEREST 1200000 LBG CAPITAL NO 1 PLC 144A 'SINS XS0473106283 48.00000 LSD 65433BBG8 8.000% 09115188 REG DTD 12/15109 CLB RD 12/12 FO 12115114 12115/14 BOND INTEREST RECEIVED 2000000 GENERAL ELEC CAP CORR NON CUM PFD SER A 71,250.00 LSD 369622%6 7.125% 06/12182 WE DTD 08112/12 CLB RD 11/28 PD 12115114 12116/14 FOREIGN BOND INTEREST 1500000 LLOYDS TSB BK PLC EURO ISSUE MEDIUM TERM 148,125.00 LSD G4S15PP48 NOTES 'SIN. XS0717735822 9.875% 12/16121 REG DTD 12/16/11 CLB RD 12/15 PO 12118/14 Page II of 21 Account Number N4G-023804 Rstat EV.Ient ....W... IP 1. tt • 'SO)) oarnme • . 4•0• 1•• 1301601, 'sSCSI30023 Cio paperless f Yaw tone, .},007 [NAGAR RATED COMMON iCATK,I6 SOLIFERA FINANCIAL LLC ASK *MUT C. =LWOW eXallENC? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050896 CONFIDENTIAL SDNY_GM_00197080 EFTA01361671