EFTA01362555.pdf

Ian Sent with BlackBerry Work (www.blackberrv.com) From: Devitt Anderson Date: Monday. Nov 12, 2018, 09:47 To: Erik Lutkus naggl ocavalieri Cc: Danicl-E Kaiser lAlan Brody Ian Salters Nadean Novogratz Lori Arndt Subject: ACO for KCP client: Parkwood [I] Classification: For internal use only Erik/Mike, I am receiving an ACO acknowledgement for Parkwood, which is a private bank / key client partners account. In these cases, KCP retains the ACO responsibility and these clients are not in the markets client perimeter. Please escalate appropriately to make sure the process correctly reflects the proper ACO for Parkwood and that the process accounts for KCP clients correctly. In Navigator I have rejected this request and noted policy, and to direct questions to Dan Kaiser. Thanks, devin <image002.jpg> Devin Anderson Solutions I Equity Derivatives, New York Deutsche Bank 0: C: Disclaimer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052021 CONFIDENTIAL SDNY_GM_00198205 EFTA01362555