EFTA01368708.pdf

Deutsche Bank Compliance Week 2/13/12-2/17/12 PattemTne CUrrent parameter Customer Sum of In Amt Sumo, Out And % aff Comments O Observed (%) .10000211551 $ 19,097.59 $ 18,989.21 1.091% Deposit Chk 2% Generate alert Ploocois6oes $ 10,=03 5 10,154.32 -1.543% Denosit-Chk 2% Generate alert 100=11050 $ 19.89030 $ 20,370.00 2.412% Depott.Chk 7% Generate alert 10500041009 $ 2.650.50 $ 2.500.00 3.846% Dep-OutWire 5% Generate alert 10000422584 $ 115.16078 $ 113,70089 1.270% ;Alec-M/0 0% Doesn't meet criteria 10:00425735 $ 115,163.78 $ 113,70029 1.270% FrRec-FrDel 0% Doesn't meet <Mena 10000425737 $ 115,16.78 $ 113,700.89 1.270% FrReorrDel 0% Doesn't meet criteria 10=424966 $ 230,15831 $ 227,401.78 1.198% FrRec.FrDel 0% Doesn't meet criteria 100=21115 $ 25,841.48 $ 25,703.56 0534% Freer-Fat' 0% Doesn't meet criteria 10=417820 $ 4,948,872.89 $ 4,931,974.85 0.911% FrItec-FrDel 0% Doesn't meet criteria 10=17818 $ 703,673.34 $ 701,310.84 0336% FrRec•RDel 0% Doesn't meet aitena 10010427819 $ 303,233.96 $ 299.225.96 0336% FrRec-FrDel 0% Doesn't meet criteria 400=1022 $ 3,213,77051 $ 3222.672.29 -0 777% IncWire/OutWire 1% Generate alert IntiNire•Chk. IncWire•OutWire 1% 10003454019 $ 693,795.32 $ 7[0,335.03 -1.375% incYrim-OutWhe IncVare.Chk 3% Generate alert 10=97771 $ 1,229,673.04 $ 1229.675.18 0.0= IncWIre.srDel N/A N/A- Trx pattern not monitored 10=42765 $ 7,250.00 5 6,96845 3.883% ineMre-OutYllie 1% Doesn't meet criteria 10=10%6 $ 2,750,81800 5 2,553,12800 3.551% rnriNlreOutWlre 1% Doesn't meet criteria 10=88261 $ 5,19838 $ 5,19838 0.000% trirWrie-OutVAre 1% Generate alert 10=13121 $ 80.00100 $ memo aormincitort.OutWire 1% Generate alert =0424044 $ 300,05000 $ 300 C00.00 0.010/, tncWite-OutWire 1% Generate alert 40=38777 $ 2.165.0:003 $ 2,165,000.00 0.037):: incwor-OutWire 1% Generate alert 10:00177991 $ 47,955.00 $ 50,000.00 •4.2l.4% rcWN€Oi,tWim 1% Dee int oral cm ena Week 2/2 /12-2/24/12 Pattern Type Cunent parameter Customer Sum of In Amt Sum of Out Amt %Dill DO Comments Observed r ,E.2-chk, Dep.Chk 24). 100:0403981 $ 3,935,295.15 $ 4,030266.82 -IC - c•CWkrt-OutWire IntWire-OutWIre 1% Generate alert 1000)288070 $ 206,622.12 5 207,786.00 .0.563;k ErRec-FiDel 0% Doesn't meet unglue 10=438263 $ 103,287.33 $ 103,893.00 .0586% FrRec-SrDel 0% Doesn't meet criteria 10=59067 $ 103,287.33 $ 103,893.00 -0586% FrRec-FrDel 0% Doesn't meet criteria 10000113121 $ 25,00000 $ 25,000.00 0030% ineWint-Chir 3% Generate alert =D437201 $ 26,940,007.32 $ 26,475,255.34 1.725% IncWire-FrDel N/A N/A -Trx pattern not monitored 100:0437202 $ 26,940,007.32 $ 26.475.255.34 1 725% incWire•FrDel N/A N/A • Trx pattern not monitored 100:0247822 $ 19,0=0 5 18,557.03 2 331% IncWire.OurWIre 1% Doesn't meet cntena 10=10487 $ 1.30101100 $ 1,300,000.00 0500% incWireOulVilre 1% Generate e'en 100[0411349 $ 14,6%00 $ 14,60800 0 MO% In<Wire-CluriAtre 1% Generate alert 10000417834 $ 287,876.87 $ 287.876.87 0.000% IncWire.OuNente 1% Generate alert 10003417835 $ 3490178 $ 36,900.78 0.100% intlAire-OutWIte 1% Generate alert 10000433459 $ 500,00000 $ soo.coo.co om00% IncWIre•Ouailie 1% Generate alert 1.00:0437.856 $ 500,050.00 $ 500000.00 0.50015 incttelre.ClutVAre 1% Generate alert 10=53429 $ 169,732.50 $ 169,732.50 0.003% InerAlre•ClutWhe 1% Generate alert 40=40110 $ 9,=.00 $ 9,00000 WM% incvore-OutYAm 1% Generate alert 100=53068 $ 17,512,687.00 $ 18,011462.86 -3.259% incVAre-ClistWim 1% Doesn't meet criteria 10=453569 $ 11,537,313.00 $ 11,913,338.97 -3.259% incWne-Ourvine 1% Doesn't meet mren a 10=44120 $ 95060000 $ 932.842.61 4.457% mrvort-OutWim 1% Ger-tratealert 10=11610 $ 9,049.90 $ 9,377.54 *IMO% Reversal CutWire N/A N/A • Trx pattern not manatee.: http://compliance.intraneLdb.comll 34 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060615 CONFIDENTIAL SDNY GM_00206799 EFTA01368708