EFTA01415665.pdf

Subject: RE: FinCEN CDD Form - E stein/SOUTHERN FINANCIAL RELATIONSHIP [C] From: Vijay-A Sawant Date: Mon, 23 Jul 2018 02:25:28 -0400 To: Bradley Gillin Cc: Stewart Oldfield Hello Brad, Many thanks for the docs. I will review each of the form and advise in due course. However, upon a cursory glance, I noticed that not all of the accounts are covered for CDD forms in the attachment sent. Please see list of ALL accounts due for remediation this year below, from this relationship. The CDD form is missing for entity highlighted in yellow below. Kindly provide the same, when available, thanks. Darren K. Indyke PLLC Southern Trust Company, Inc. Zorro Management, LLC J. Epstein Virgin Islands Foundation, Inc Hyperion Air, LLC JEGE, LLC Neptune, LLC Gratitude America Ltd Mort, Inc EFTA01415665 LSJE, LLC Southern Financial LLC NES, LLC Plan D, LLC JEGE, Inc Jeepers, Inc Prytanee, LLC Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway _400063 , India From: Bradley Gillin Sent: Friday, July 20 2018 8:47 PM To: Vijay-A Sawant Cc: Stewart Oldfield Subject: FinCEN CDD Form - Epstein/SOUTHERN FINANCIAL RELATIONSHIP [C] Importance: High EFTA01415666 Classification: Confidential Vijay, See forms attached — all have been signature verified. This is for all of their accounts. Thank you. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl N w Y rk NY 1.1 4 Securities offered through Deutsche Bank Securities Inc. EFTA01415667