EFTA01582953.pdf

11 Form of government issued None identification obtained for the files Source Of Wealth / Financial Information Details Source Of Wealth -Identify the Clients Source of Wealth from Other folloM • het of o • lions Introduction Non Individual Entity Type Limited liability Company - For Profit For Profit? Yes Locations Served? Domestic Are beneficial ownersrprincipal shareholders associated with Yes this business? Who owns this entity? Individual Please Provide ownership details Jeffrey Epstein is the solo owner. Ownership Is not equal to 100%? No Are there any authorized signers or any other individuals Yes with authority over the entity? What independent background check, in addition to the JPMC Network Global Corporate Security ("GCS") background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network Date 08/0802013 JPMC Network Comments This is a 3 year review. Jeffrey Epstein is a long standing came of the PB and Justin Nelson. Politically Exposed Person Are any of the beneficial owners/authorized signers or other No individuals with authority over this entity a CIA rent or former Senior United States or Non-USA Political Official I also known as a Politically Exposed Person (PEP)or related to one? • .Source of Wealth/Financial Information Client Categorygor SOW) For Profit Source of Wealth- identify the clients source of wealth from Employment the following list of options What is the client's current position? (Include any former Jeffrey Epstein (SSN DC13: 01120/1953 US Citizen) positions If significant to source of wealth) is an existing client of Plil. Ho is an ac-free brokerage client across asset classes cunently covered by the Fillifs GO desk. Jeffrey Epstein has been an investment advisor for numerous high net worth cbonis and also a poisonal investor. Jeffrey is very accessible and well known to the team. We have advised him on investments as well as estate planning opportunities. Jeffrey has continues to be woe connected across business channels. Epstein is well knovm to several JPM PB employees and senior management including Jes Staley. Also. Mr. Epstein was convicted of a felony charge in 2008. Jes Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a P8 client Mr. Epstein completed his sentence and probaticri ki 2010. The relationship has boon reviewed with senior management and compbancelegal on a few occasions over the post year as news stories of Jeffrey's past are picked up. No non, claims or stories have surfaced recently. List the number of years In current position. (Include any 20 former positions, if significant to source of wealth) Approximate yearly income/salary/bonus/distribution and 5000007 other compensation history (accumulated earned income) Which countr Ales) isfa re) the Client's primary Source of UNITED STATES Wealth or Income derived? Is this an Operating Company? No Total Net Worth S 10000:00.00 What was the total net worth based on? Financial Statements Is this client a Professional Service Provider acting as a No financial Intermediary (Gatekeeper/Financial Liaison), with assets held on behalf of one or mole unidentified underlying clients unknown to the bank? Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062538 EFTA01582953