EFTA01656447.pdf

FinCEN I Financial Crimes Enforcement Network United &aim peps own of the In:amity 991.486901000LE:VS8 BSAR Transcript BSA: 31000106384765 and DCN: Filing Information Type of Report Continuing Activity Report Filing Date 06/02/2017 Received Date 06/02/2017 Entry Date 06/05/2017 Amended Prior BSA ID: 31000092290333 Submission Method Electronic discrete filing Subject Information Subject 1 of 1 Indyke Role Subject Subject Type Payee/Receiver Individual/Organization Individual Last(or Entity) Name Indyke First Name Darren Middle Name K Alternate Name(s) Alternate Name I Darren K. Indyke PLLC Gender Type Male Date of Bi SSWITItlitM i Form(s) of Identification Identification 1 of 2 Identification Type Driver's license/State ID Identification Number Issuing State Code NJ Issuing State New Jersey Issuing Country Code US Identification 2 of 2 Identification Type Other Identification Number 300503849 Other Text The Lawfirm's TIN Issuing Country Code US Address(es) Address 1 of 2 Address Type Sub'ect manent/mailin • address Street Addres t Page 1 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive ri nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acrmna tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluttlg analysis. to protect against nternational terrorism See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crrnes Enforcement Netwak h's authorized delegate. Suspicious activity reports ffrd under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to ccofidential informant tips. Unauthorised release of information collected wider the BSA may result in criminal or civil sanctions. EFTA01656447  FinCEN I Financial Crimes Enforcement Network Douai Sexes Department of Me Treasury 99L48£901.000IC VSO BSAR Transcript BSA: 31000106384765 and DCN: Subject Information State NJ NJ - Enhanced ZIP Code 07039 07039-4234 - Enhanced Country US US - Enhanced Address 2 of 2 Address Type Subject permanent/mailing address Street Address City State ZIP Code Country US US - Enhanced Occupation/Type of Business Attorney Corroborative Statement to No Filer Relationship to Reporting Institution TIN 134941247 Instrtution(s) Relationship of Subject Customer. Yes Affected Account(s) Account Number Financial Institution TIN 134941247 Suspicious Activity Information Amount Involved $11,600 Cumulative Amount $23,000 Date or Date Range of Activity 04/26/2017 - 04/27/2017 Structuring Alters transactions to avoid CTR requirement Other. Customer advised he would structure chk cashing Financial instrument or Personal/Business check payment mechanism Activity Location Financial Institution Location 1 of 1 No Branch Activity Involved I Yes Page 2 The enclosed nformatis was caected and disseminated under provisions of the Bank Secrecy Ad (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et :eq.: 31 CFR Chapter X. The reformation a sensitive ri nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acrtnoal, tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inclutYm analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crones Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidentml informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil :webs:. EFTA01656448  FinCEN Financial Crimes Enforcement Network United SOWS Deparmunt of& ricabuty 99L48£9010001£ VS9 BSAR Transcript BSA: 31000106384765 and DCN: Activity Location Type of Financial Institution Depository institution Primary Regulator Federal Reserve RSSD Number 214807 Legal Name Deutsche Bank Trust Co. Americas EIN 134941247 Address Address Type Address where transaction occurred Street Address 60 Wall Street 60 WALL ST - Enhanced City New York NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10005-2858 10005-2858 - Enhanced Country US US - Enhanced Internal Control File Number SP 1516 Loss To Financial Institution $0 Filer Information Primary Regulator Federal Reserve Filer Name Deutsche Bank Trust Co. Americas EIN 134941247 Address Address Type Reporting party address Street Address 60 Wall Street 60 WALL ST - Enhanced City New York NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10005-2858 10005-2858 - Enhanced Country US US - Enhanced Type of Financial Institution Depository institution RSSD Number 214807 Internal control/file number SP 1516 Page 3 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury reguLations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ti nature and is to be treats accadingly. The information may be used only for a purpose con ustent with acrtnoal, tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. incluctIg analysis, to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Grins Enforcement Network or his authorized delegate. Suspicious activity reports ftled under the GSA must be treated with particular care given that they contain unsubstantiated allegations of cciastle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil :miens:. EFTA01656449  FinCEN I Financial Crimes Enforcement Network United Seats Depas (malt A the Timuty 59Lb8£9010001£:VS9 BSAR Transcript BSA: 31000106384765 and DCN: Filer Information Contact for Assistance Full Name AMLCentral Phone Number (212) 250-2464 Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative Internal File Reference Number. SP 1516, Analyst - WJH Deutsche Bank Trust Company Americas (-DBTCA1 is filing this SAR to report the check cashing activities of a Deutsche Bank Wealth Management ('WM') client which appear to have been structured in order to circumvent Currency Transaction Reporting ('CTR") reporting requirements. This SAR supplements a previous SAR filed on 09/07/2016 concerning Darren K. Indyke (-Indyke") which is the same party involved in the transactions described below. This current SAR contains transactions which were not reported in the previously- filed SAR. Indyke is an attorney practicing law in the State of New York. Indyke maintains a WM business checking account as follows. Account Number: a Open Date: 11/1/2013, registered as Darren K. Indyke PLLC, . Indyke is the sole member and owner of the law firm. Indyke's personal residence is on record as WM account records indicate that Jeffrey Epstein ("Epstein"), of 6100 Red Hook Quarter B3, St. Thomas, US VI 00802, has appointed Indyke to act as agent for him. Epstein also maintains a WM checking account as follows: Account Number 35269691, Open Date: 03/08/2016, registered as Jeffrey Epstein, 6100 Red Hook Qtr, B3, Saint Thomas, United States Virgin Islands 00802-1348. On a monthly basis, Indyke has routinely cashed a $7,500 check drawn on Epstein's WM account at the WM private bank branch Page 4 The enclosed nformatico was colected and disseminated under provisions of the Bank Secrecy AO (me BSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFA Chyle; X. The reformation is sensitive st nature and is to be heated accadingly. The information may be used only for a purpose con ustent with a cane* tax. or regulatory nyestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. induckig analysis, to protect against ntemational terrorism. See 31 US.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or his authorized delegate_ Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passible criminal activity. akin to ccnidenhal informant tips- Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. EFTA01656450  FinCEN Financial Crimes Enforcement Network United SOWS DIVM1111O11 dle Tanury 59Lb8£9010001£:VSB BSAR Transcript BSA: 31000106384765 and DCN: Narrative located at 345 Park Avenue, New York, NY. Occasionally, Indyke also withdraws funds from his own accounts at the same time. DBTCA has previously filed CTRs on the cash withdrawal activities oflndyke exceeding $10,000 on 05/28/2014 02/16/2016, and 12/21/2016. Suspicious Activity: According to the WM bank teller from 345 Park Avenue, on 04/26/2017, Indyke brought two (2) checks to the teller window 1) Check number 1115, dated 04/25/2017, made payable to cash and drawn on Epstein's WM checking account in the amount of $7,500, and 2) Check number 1053, dated 04/25/2017, made payable to cash and drawn on Indyke's WM attorney business account in the amount of $4,000. Indyke presented the $7,500 check for cashing, and inquired about the necessity of filing a Currency Transaction Report ("CTR'). WM branch personnel advised Indyke that a CTR would be filed if both of the checks were cashed on the same day since they would exceed the 510,000 threshold for CTR filing. After receiving the response, Indyke stated that he was goingto cash the $4,000 check the next business day to avoid CTR reporting. On 04/27/2016, Indyke returned to the 345 Park Avenue Branch to cash check number 1053 in the amount of $4,000 drawn on his business account. Based on Indyke's statements and actions described above, appears that he structured his cash transactions in order to avoid the CTR requirement. DB WM AML Compliance will review the activity described above to determine what further action will be taken with regard to the Indyke account relationship. Page 5 The enclosed reformation was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive n nature and is to be treated accordingly. The information may be used only for a purpose conuslent with a criminal. tax. or regulatory nveztigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. drib-.ed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or his authorized delegate Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstanbated allegations of paszable criminal activity. akin to cooklenbal informant tips- Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. EFTA01656451