EFTA01519171.pdf

GU 'SLAIN E MAXWELL - TAP ARFI ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Quantity Per Unit Settle Date Selection Method Description Cost Amount Amount 11/1 Interest Income DEPOSIT SWEEP INTEREST FOR 10101/13. 10/31/13 0.32 © .01% RATE ON AVG COLLECTED BALANCE OF $44,690.91 AS OF 11/01/13 11/1 Div Domest JPM STRAT INCOME OPPORT FD - SEL FUND 3844 12,677.824 0.02 253.56 0.02 PER SHARE (ID: 11/1 Div Domest JPM MULTI SECTOR INCOME FD - SEL FUND 2130 9,651.542 0.034 328.15 0.034 PER SHARE (ID: 1111 Div Domest EATON VANCE FLOATING RATE-I 10/31/13 INCOME 5,483.943 0.029 155.92 DIVIDEND 0.029 PER SHARE AS OF 10/31/13 (ID: 11/1 Div Domest HSBC FDS TOTAL RETURN 111/01/13 INCOME 5,780.066 0.01 56.79 DMDEND @ 0.010 PER SHARE (ID: 11/1 Div Domest PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD 2 9,610.855 0.027 261.24 10/31/13 INCOME DIVIDEND 0.028 PER SHARE AS OF 10/31/13 (ID: 11/4 Div Domest DOUBLEUNE TOTAL RET 8O-I 10/31/13 INCOME 9,074.145 0.051 458.79 DIVIDEND 0.051 PER SHARE AS OF 10/31/13 (ID: 11/4 Div Domest GOLDMAN SACHS TR STRG INCM INST 10/31/13 INCOME 8,675.454 0.028 245.11 DIVIDEND 0.028 PER SHARE AS OF 10/31/13 (ID: 11/4 Div Domest PIMCO UNCONSTRAINED BOND-P 10/31/13 INCOME 14,308.333 0 0P1 57 55 DIVIDEND 0.004 PER SHARE AS OF 10/31/13 (ID: J.P. Morgan Account Pace 8 e 9 Consolidated Statement Page 79 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046445 Chase CONFIDENTIAL SDNY_GM_00315643 EFTA01519171