EFTA01372498.pdf

From: Vijay-A Sawant Sent: 10/5/2018 9:07:07 AM To: Bradley Gitlin I I; Richard larossi CC: Vinita Advani Subject: Assistance Required in Resolving Rejection Points - KYC Case#01883718 Attachments: Written Resolutions & Authorized Signatory - Techview.pdf Importance: High Hi Brad/Rich, This is regarding following rejection points for KYC 01883718 for Techview Investments Ltd under the TECHVIEW INVESTMENTS RELATIONSHIP. 8. Please provide a register of directors for the account holder. The document provided in the prior case only states that Hetton is the sole director of Topaz. If Hetton is in fact the director/corporate signatory, please provide a certificate of good standing for this entity. — Please provide COGS for Hetton Management Company Ltd 9. The signature for Dikran lzmirlian is missing from the signatory list. Please reconcile. — Kindly provide revised signatory list without Dikran and his signatures for acct holder Techview Investments Ltd. Written resolution of sole director attached for reference. 13. Please provide a tax ID equivalent for the trust. Kindly provide this for The Quartz Settlement In addition to the above, kindly provide the following deficient items required to complete this case — • COGS required for intermediary company Topaz Asset Holdings Ltd & UBO Company The lzmirlian Foundation. • No constitutional/formation docs available for Cayside (PTC) Limited. • No Trust deed or governing doc available for The Quartz Settlement. Kindly provide the above docs, so we have everything we need to complete this KYC. Let me know if any queries, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063, India Tel. Mobile + CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066211 CONFIDENTIAL SDNY_GM_00212395 EFTA01372498