EFTA01493683.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 11/1/12 to 11/30/12 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gaintoss Settled Sales/Maturities/Redemptions 11/8 Sale ENTRY REVERSED ON 11/2812012 CITICORP MORTGAGE (1,954,258.930) 87.50 1,709,974.81 (1,622,033.25) 87,941.56 S 11/15 FIFO SECURITIES SER 2005-1 CL B25.4204% FEB 25 2035 DTD 02/01/2005 @ 87.50 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 3,364,000.00 (ID: 172973-P9-4) 11/9 Sale ARRAY BIOPHARMA INC . 3.54243 38,966.73 (11,000.000) 3.502 38,525.85 (40,150.00) (1,624.15) S 11/15 FIFO BROKERAGE 440.00 TAX 8/OR SEC .88 J.P. MORGAN SECURITIES LLC (ID: 04269X-10-5) 11/9 Sale PVR PARTNERS LP e 22.72365 113,618.25 BROKERAGE (5,000.000) 22.883 113,415.70 (115,550.00) (2,134.M S 11/15 FIFO 200.00 TAX 8/OR SEC 2.55 J.P. MORGAN SECURITIES LLC (ID: 693665-10-1) 11/9 Sale 'NMI HOLDINGS INC e 21.13133 31,697.00 (1,500.000) 21.084 31,596.28 (31.650.00) (33.74 11/15 FIFO BROKERAGE 100.00 TAX 8/OR SEC .72 J.P. MORGAN SECURITIES LLC (ID: 899030-10-4) 11/14 Sale UNITS - MARKWEST ENERGY PARTNERS L P 47.41809 (3,000.000) 47.377 142,131.08 (139,500.00) 2,631.08 S 11/19 FIFO 142,254.27 BROKERAGE 120.00 TAX 8/OR SEC 3.19 J.P. MORGAN SECURITIES LLC (ID: 570759-10-0) 11/15 Sale AK STEEL HOLDING CORP @ 3.66712 495,061.20 (135,000.000) 3.627 489,650.11 (540,000.00) (50,349.89) S 11120 FIFO BROKERAGE 5,400.00 TAX 8/OR SEC 11.09 J.P. MORGAN SECURITIES LLC (ID: 001547-10-8) 11/15 Sale BROOKFIELD RESIDENTIAL PROPERTIES INC 0 (1,400.000) 14.49 20,286.03 (20,286.00) 0.03 S 11/20 FIFO 14.56178 20,388.49 BROKERAGE 100.00 TAX 8/OR SEC .46 J.P. MORGAN SECURITIES LLC (ID: 11283W-10-4) 11/16 Sale TARGA RESOURCES PARTNERS LP 0 35.31985 (4,000.000) 35.279 141,116.23 (144,000.00) (2,883.77) S 11/21 FIFO 141,279.40 BROKERAGE 160.00 TAX 8/OR SEC 3.17 J.P. MORGAN SECURITIES LLC (ID: 87611X-10-5) 11/26 Principal Payment COUNTRYWIDE HOME LOANS 2003-26 CL 81 5.33684% (21,823.200) 100.00 21,623.20 (16,649.86) 4,973.34 S 11/26 Pro Rata 08/25/2033 OTD 08/01/2003 PAYMENT NC PRINCIPAL (ID: 12039E-RR-9) J.P, Morgan Account W23560001 Page 28 of 43 Consolidated Statement Page 31 Confidential Treatment Requested by JPMorgan JPM-SDNY-00016575 Chase CONFIDENTIAL SDNY_GM_00285773 EFTA01493683