EFTA01521450.pdf

CHISLAINE MAXWELL ACCT. For the Period II/I/12 to 11/30/12 SUMMARY BY MATURITY SUMMARY BY TYPE Market % of Bond Market % of Bond Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolio 0-6 months' 6.474.069 26 89% Cash 5.860.159.44 80% 6-12 months' 114874.44 1% NON USD Cash 354.131.99 4% 1-5 years' 559.658 66 7% Corporate Bonds 305.132 50 4% 10+ years' 228,266 50 3% Municipal Bonds 228.266 50 3% International Bonds 607397 32 8% Total Value $7,376,868.86 100% Mutual Funds 21.781 11 1% The years indicate the number of years until the bond is scheduled to mature Total Value $7,376,868.86 100% based on the statement end date. Some bonds may be called, or paid in full. before their stated maturity. Note: R indicates position reviewed. A - Bonds purchased at a premium show amortization. 1 This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield Cash US DOLLAR 1.00 5,860,158.44 5.860.158.44 5,860.158.44 586.01 0.01 %' 47.40 JPM NY MUM MM FD - MORGAN 1.00 1.00 1.00 1.00 FUND 3 Total Cash $5,960,159.44 $5,960,159.44 $0.00 $586.01 0.01% 347.40 J.P.Morgan Page 10 of 32 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048835 Chase CONFIDENTIAL SDNY_GM_00318033 EFTA01521450