EFTA01297717.pdf

NAME SEARCHED: Darren K Indyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Res 'o'er Comments (as necessar> ) No Hit • Not Roquirod No RDC Alert (please see attached) RDC I . RI) ItesiiI t, • Hit U No Hit 0 Not Required II FiRcosort Rodin, F1RCOSOFT FIRCOSOFT Alert (please see attached) Hit No Information Found III. Nee.ative MedM TIIS 0 Yes No IS Not Required IV. Non-Isleutive Media ❑ Not Required Not Required V. Other Language Media Not Required Results/TO Yes M No MEI VI. D&B cgi Not Required Information Found (please see attached) Smanlinx Results') ® Yes 0 No 0 Not Required VII. Smartlinx .14 Review by Legal May be Information Found (please see attached) Court Caws Required • No Results VIII. Court Gnus • Search not required Prepared by: Vikram-D Singh Date: 5/31/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Nlartindale-Hubbellhttp://www.martindak.com/xp/Martindaleihume.tml .3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only S0N`CGM_ 1147 CONFIDENTIAL — PURSUANT TO FED Ft CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023972 EFTA_00171659 EFTA01297717  OFAC RESULTS RDC: Date of Inquiry Id Response Type Tracking Id Name Address Birth: Date of 11632109 No Match Found KYC 01946825 . UNITED STATES Birth: Darren K Indyke FIRCOSOFT: Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE 12593920 WR_125939202182 Individual Indyke, Darren K No AlertClL_TMEDRI No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: No Information Found Public Records: FOR INFORMATIONAL PURPOSES ONLY Copvnght 201 0,.xisrrexis a division of Free,'. Ffs*v Alt Riobts Reserved. Date:S/31/2018 Report processed by: DEUTSCHE BANK AGI I For internal use only For internal use only SDNY_GM_00061148 CONFIDENTIAL - PURSUANT TO FED R.CON(F IDENTIAL DB-SDNY-0023973 EF1'A_00171660 EFTA01297718  Fun Name Address County Phone INDYKE, DARREN K PALM BEACH Ara Dde may change ADDITIONAL PERSONAL INFORMATION SSN DOB Gender LexID(sm) - Subject Summary Name Variations View All Name Vanations Sources 1: INDYKE, DARREN 2: INDYKE, DARREN K 3: INDYKE DARREN, K SSNs Summary View All SSN Sources mm SSN State Iss. Date Iss. Warnings most frequent SSN attributed to subject: 1: New York 1974-1975 DOBs Vices All MR Sources Repotted DOlls: Possible E-Mail Addresses View All E-Mail Sources Others Usine SSN - 0 records found Address Summary - 16 records found View All Address Variations Sources Address Action* 1: Get Report View Details 2: Get Report. View Details 3: .gSt_gePtrt View Details 4: Get Report View Details For internal use only For internal use only SDNY_GM_00061149 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023974 EFTA_00I71661 EFTA01297719  5: Get Report Yiew_Pekolls 6: Get Reoort View Details 7: Qe.t.Reoort View Details B: Get Report viewDetails 9: Get Report View Details 10: Get Report view Details 11: Get Report View Details 12: Get Report View Details 13: Get Report View Details 14: Get Report View Details 15: Get Report View Details 16: Get Report View Details Address Details Address Dates Phone Actions 9/2011 - 5/2018 Oct Rcrat PALM BEACH COUNTY Census Data for Geographical Region Median Head of Household Age: 55 Median Income: $162,324 Median Home Value: $743,519 Median Education: 15 years Household Members For internal use only For internal use only SDNY_GM_0006i150 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023975 EFTA 0017166? EFTA01297720  Oct Report Oct Report Address Dates Phone Actions 4/2004 - 5/2018 Oct Report NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 51 Median Income: $71,102 Median Home Value: $585,558 Median Education: 14 years Household Members None Listed Other Associates None Listed Address Dates Phone Actions 9/2000 - 5/2018 Oct Report tJtJ 1 4/ LULIN I T Census Data for Geographical Region Median Head of Household Age: 39 median Income: $182,847 Median Home Value: $684,590 Median Education: 16 years Household Members Coo Report Oct Report Oct ReorK1 Oct Raton Oct Revolt 4: 6030 LE LAC RD BOCA RAYON, FL 33496-2316 Address Dates Phone Actions For internal use only For internal use only SDNY_GM_00061151 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023976 EFTA_00I 71663 EFTA01297721  7/2015 - 2/2018 (lei Report PALM BEACH COUNTY Census Data for Geographical Region Median Head of Household Age: 70 Median Income: $147,321 Median Home Value: $572,674 Median Education: 15 years Household Members None Listed Other Associates None Listed Address Dates Phone Actions 9/2004 - 11/2017 GO Report NEW YORK COUNTY Household Members None Listed Other Associates None Listed Address Dates Phone Actions 11/2008 - 4/2016 Rcpon NEW YORK COUNTY Household Members None Listed Other Associates None Listed Address Dates Phone Actions 2009 - 3/2010 (let Report CARBON COUNTY Census Data for Geographical Region Median Head of Household Age: 46 Median Income: $51,694 For internal use only For internal use only SDNY_GM_00061152 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023977 EFTA 00171664 EFTA01297722  Median Home Value: $157,589 Median Education: 12 years Household Members None Listed Other Associates None Listed 8: Arhirsa, Dates Phone Actions 6/2005 - 3/2010 Oct Report CARMJN -COUNTY Household Members None Listed Other Associates None Listed 9: 53 KENT CLARK DR SPLIT ROCK, PA 18624 Address Dates Phone Actions 53 KENT CLARK DR 3/2008 - 6/2008 Oct Report SPLIT ROCK, PA 18624 CARBON COUNTY Household Members None Listed Other Associates None Listed EDO Address Dates Phone Actions 10/2000 - 7/2007 Oct Report NEW YORK COUNTY Household Members None Listed Other Associates None Listed Address Dates Phone Actions For internal use only For internal use only SDNY_GM_00061153 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0023978 EFTA_0017 1665 EFTA01297723  5/2000 - 2/2006 Oct Report NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $156,291 Median Home Value: $753,989 Median Education: 16 years Household Members (id Re ton Other Associates None Usted Address Dates Phone Actions 2002 - 9/2004 Oct Report NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 51 Median Income: $111,607 Median Home Value: $475,000 Median Education: 14 years Household Members None Listed Other Associates None Usted Address Dates Phone Actions 1/2003 - 1/2003 cot Report NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 38 Median Income: $105,460 Median Home Value: $965,278 Median Education: 15 years Household Members rici Report Other Associates For internal use only For internal use only SDNY_GM_00061154 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023979 EFTA_GOII71666 EFTA01297724  None Listed Address Dates Phone Actions 8/1988 - 4/1994 Get Report TOMPKINS COUNTY Census Data for Geographical Region Median Head of Household Age: 38 Median Income: $60,484 Median Home Value: $275,562 Median Education: 16 years Household Members None Usted Other Associates riet Report Address Dates Phone Actions 20 MAX DR APT 8A Get Report MORRISTOWN, NJ 07960-3028 MORRIS COUNTY Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $149,816 Median Home Value: $400,000 Median Education: 14 years Household Members None Usted Other Associates None Usted E Ad ress Dates Phone Actions Oct Report NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 38 Median Income: $118,056 Median Home Value: $590,000 For internal use only For internal use only SDNY_GM_00061155 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023980 EFTA_00171667 EFTA01297725  Median Education: 16 years Household Members None Listed Other Associates None Listed Voter Reeist rations - I records found Vicw Votcr RA:sou:mon Source: Registration Registrant Information Name: INDYKE, DARREN K Residential Address: NEW YORK COUNTY SSN: Date of Birth: Gender: Male Voter Information Last Vote Date: 2001 Party Affiliation: Active Status: ACTIVE Dricer Licenses - records found .71Profenional Licenses - 1 records found Vicw Professional I.icensc Sources 1: Professional License Licensee Information Name: INDYKE, DARREN K SSN: Company Name: NEW YORK STRATEGY GROUP, LLC Address: County: NEW YORK Phone: Date of Birth: License Information Profession or Board: ATTORNEYS License Type: ATTORNEY License Number: 2491850 Issue Date: 1992 Last Renewal Date: 06/19/2002 State: New York For internal use only For internal use only SDNY_GM_00061156 CONFIDENTIAL - PURSUANT TO FED R.QQN(F IDENTIAL DB-SDNY-0023981 EFTA_00171668 EFTA01297726  - ':Health Care Pro; iders - 0 reconls found ,-]Ilealth Care Sanctions - 0 records found HPilot Licenses - 0 records found - Sport Licenses - 0 records found ,Real Property -6 records found View Real Property Sources 1: Assessment Record for PALM BEACH County, FL Owner Information Name: INDYKE DARREN & Address: Automated Valualion_Report County/FIPS: ESSEX Property Information Address: Atitomataxl Valuaasl Revolt County/ FIPS: PALM BEACH Data Source: g Legal Information Assessor's Parcel Number: 00-42-47-21-28-000-0500 Recording Date: 09/15/2011 Book/Page: 24756/738 Sale Information Sale Price: $460000 Assessment Information Assessed Value: $304694 Market Land Value: $85000 Market Improvement Value: $219694 Total Market Value: $304694 Owner Information Name: INDYKE DARREN K & Address: Automated Valuation Report County/FIPS: ESSEX Property Information Address: Automated Vtiluation Reimrt County/FIPS: PALM BEACH Data Source: g Legal Information For internal use only For internal use only SDNY_GM_00061157 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0023982 EFTA_00I 7 1669 EFTA01297727  Assessors Parcel Number: 00.42.46-34-06-000.0301 Recording Date: 07/16/2015 Book/Page: 27691/473 Sale Information Sale Price: $3100000 Assessment Information Assessed Value: $2622629 Market Land Value: $1464375 Market Improvement Value: $1158254 Total Market Value: $2622629 • Misesstnent Record for ESSEX County, NJ Owner Information Name: INDYKE, DARREN Address: Automated Valuation Retzrrl County/FIPS: ESSEX Property Information Address: Automated Valuation Report Data Source: g Legal Information Assessors Parcel Number: 10 00107-0000-00007- 01-C3205 Recording Date: 06/30/2006 Book/Page: 6363/100 Sale Information Sale Price: $415000 Assessment Information Assessed Value: $388700 Market Land Value: $210000 Market Improvement Value: $178700 Total Market Value: 1385)00 Buyer Information Name: INDYKE , DARREN K Name: Add iitomat‘d Valuatiim Repoli county/FIPS: ESSEX Seller Information Name: SCHULTHEIS , GARY ) Name: SCHULTHEIS , CHERYL Address: Automated Valuation Report For internal use only For internal use only SDNY_GM_0006i158 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0023983 EFTA_00I7 1670 EFTA01297728  County/F1PS: ALBEMARLE Property Information Address: Automated Valuation Karon County/FIPS: PALM BEACH Data Source: Legal Information Assessors Parcel Number: 00.42.46-34-06-000.0301 Contract Date: 07/22/2015 Recording Date: 07/23/2015 Document Number: 20150274380 Document Type: WARRANTY DEED Book/Page: 27691/473 Sale Information Salo Price: $3100000 Mortgage Information Loan Type: THIS CODE IS USED ONLY FOR BKFS LEGACY Title Company: ATTORNEY Buyer Information Name: INDYKE, DARREN Name: Address: Automated Valuation Report County/FIPS: ESSEX Seller Information Name: LARGE, EDWARD W Name: EDWARD W LARGE REVOCABLE TRUST, Address: Automated Valuation Rcport County/FIPS: PALM BEACH Property Information Address: VitomatvJ Valuation Rcroi I County/FIPS: PALM BEACH Data Source: B Lender Information Name: WELLS FARGO BANK NA Legal Information Assessor's Parcel Number: 00-42-47-21-28-000-0500 Contract Date: 09/15/2011 Recording Date: 09/21/2011 Document Number: 20110353592 For internal use only For internal use only SDNY_GM_00061159 CONFIDENTIAL - PURSUANT TO FED R.QQN(F IDENTIAL DB-SONY-0023984 EFTA_00I7167 I EFTA01297729  Document Type: WARRANTY DEED Book/Page: 24756/738 Sale Information Sale Price: $460000 Mortgage Information Loan Amount: $345000 Loan Type: NEW CONVENTIONAL Title Company: ATTORNEY Owner Information Name: INDYKE, DARREN K Name: Address: Automated Valuati4mi Ripori County/FIPS: ESSEX Property Information Address: Automated Valuautxt Report Data Source: B Legal Information Assessor's Parcel Number: 32C-21-F53 Recording Date: 09/15/2000 Book/Page: 899/119 Sale Information Sale Price: $253000 Assessment Information Assessed Value: $125400 - !Motor Vehicle Registrations - 12 records found MVR Registrant Information Registrant: INDYKE, DARREN K DOB: Address: PALM BEACH COUNTY Lessee Information Registration Information Original Registration Date: 7/31/2017 Registration Date: 2/18/2018 Registration Expiration Date: 2/19/2020 For internal use only For internal use only SDNY_GM_00061160 CONFIDENTIAL - PURSUANT TO FED R.CON(F IDENTIAL DB-SONY-0023985 EFTA 00171672 EFTA01297730  Decal Number: 00361771 Vehicle Information VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2017 Make: Lincoln Model: MKC Series: SELECT Body Style: 4 Dr Wagon Sport Utility Color: Red Weight: 3896 Plate Information License Plate Type: Private Previous Plate Number: Previous Plate State: FL License Plate Number: Plate State: FL Source Information Data Source: GOVERNMENTAL Registrant Information Registrant: INDYKE, DARREN K DOB: Address: PALM BEACH COUNTY Lessee Information Registration Information Original Registration Date: 7/31/2017 Registration Date: 2/18/2018 Registration Expiration Date: 2/19/2020 Decal Number: 00361769 Vehide Information VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2017 Make: Lincoln Model: MKC Series: SELECT For internal use only For internal use only SDNY_GM_00061161 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023986 EFTA_00171673 EFTA01297731  Body Style: 4 Dr Wagon Sport Utility Color: Blue Weight: 3896 Plate Information License Plate Type: Private Previous Plate Number: Previous Plate State: FL License Plate Number: Plate State: FL Source Information Data Source: GC Y ENTAL Registrant Information Registrant: INDYKE, DARREN K DOB: Address: ESSEX COUNTY Lessee Information Registration Information Original Registration Date: 4/15/2017 Registration Date: 4/15/2017 Registration Expiration Date: 2/19/2019 Decal Number: 00713679 Vehide Information VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2016 Make: Lincoln Model: MKX Series: RESERVE Body Style: 4 Dr Wagon Sport Utility Color: Blade Weight: 4044 Plate Information License Plate Type: Private Previous Plate Number: ■ Previous Plate State: FL License Plate Number: For internal use only For internal use only SDNY_GM_00061162 CONFIDENTIAL - PURSUANT TO FED R.QQN(F IDENTIAL DB-SONY-0023987 EFTA_00171674 EFTA01297732  Plate State: FL Source Information Data Source: GOVERNMENTAL 4: FL MYR, Registrant Information Registrant: INDYKE, DARREN K DOB: Address: IMB ESSEX COUNTY Registration Information Original Registration Date: 4/15/2017 Registration Date: 4/15/2017 Registration Expiration Date: 2/19/2019 Decal Number: 00713924 Vehicle Information VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2015 Make: Mercedes-Benz Model: S600 Series: S600 Body Style: Sedan 4 Door Color: Black Weight: 3501 Plate Information License Plate Type: Private Previous Plate Number: Previous Plate State: FL License Plate Number: Plate State: Source Information Data Source: veitc e iformabon VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2015 Make: Mercedes-Benz For internal use only For internal use only SDNY_GM_00061163 CONFIDENTIAL - PURSUANT TO FED R.CONIF IDENTIAL DB-SDNY-0023988 EFTA_00171675 EFTA01297733  Model: S600 sad: 5600 Body style: Sedan 4 Door Color: Black Weight: 3501 Owner Information Memo: INDYKE, DARREN K DOB: Address: PALM BEACH COUNTY Uenholder Information Name: BANK OF AMERICA Address: PO BOX 2759 JACKSONVILLE, FL 32203-2759 DUVAL COUNTY Title Information Title Number: 0122859154 Title Transfer Date: 4/22/2016 Title Issue Date: 4/22/2016 Source Information Data Source: GOVERNMENTAL Registrant Information Registrant: INDYKE, DARREN K DOB: Address: ESSEX COUNTY Registration Information Original Registration Date: 4/2/2013 Registration Date: 2/27/2015 Registration Expiration Date: 2/19/2017 Decal Number: 00340965 Vehicle Information VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2012 Make: Lincoln Model: MKX Series: FWD For internal use only For internal use only SDNY_GM_00061164 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0023989 EFTA_00171676 EFTA01297734  Body Style: 4 Dr Wagon Sport Utility Color: Black Weight: 4120 Plate Information License Plate Type: Pi ivate Previous Plate Number: Previous Plate State: License Plate Number: Plate State: FL Source Information Data Source: 30‘.,ERN ENTAL Vehicle Information VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2016 Make: Lincoln Model: MKX Series: RESERVE Body Style: 4 Dr Wagon Sport Utility Owner Information Nam