EFTA01282876.pdf

Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium?" Private Wealth Premium TM Private Wealth Premium?" Elite Personal Accounts Elite Business Accounts Banking Services O iChe ii (3 Checking Acct. 8 laul Consumer Debit Card * RI t Elite Checking with Interest O Elite Checking with Interest 1St... Joint Applicant Debit C. ird i Acct. If Acct. I/ L. APY APY Business Debit Card If Elite •v Market 0Poolit ❑ Elite Money Market Deposit A00. Acct. Eirkluxe Checkbook Sty( APY APY auek s -tandirri Ewe - O Certificate of Deposit ❑ Certificate of Deposit O Name Only Acct. Y APY Acct. I APY O X Name and Address Duplicate Statement Term Term Addr • DB AG NY Preferred ❑ 08 AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. Acct a State Le Cod APY APY ❑ Mailing address (if diffn rn) Term Term Name Promo term Promo term Addr (DBTCA deposit account required. (DBTCA deposit account required. along with e 00 AG Preferred Terms along with a 06 AG Preferred Term City and Conditions) and Conditions) State Zip Cod. Pri ate Wealth Pretnium1ed O Cash Master Sweep Account met Banking Services Checking Acct. 08 Private Wealth Online Plus Elite Money Market Deposit O Link to Existing Online Relationship Acct. APY (User/Co. ID Number) Target Amount Trigger Amount Client Relationship o Individual Account O Custody under NY L/TMA ❑ Corporation Joint Tenants with Right ❑ Foundation ❑ limited Liability Comps' • r ' of Survivorship ❑ Joint Tenants in Common ❑ Non.Profn Organization ❑ Partnership ❑ In Trust For/Payable on O Attorney Trust Escrow O limited Liability Penner' hip Death/As Trustee for O Trust O Landlord Master Escrow ID Estate 13-I WA-0101 NAOSOD00015974-00I 108600 otz • a 0326i3 SDNY_GM_00038468 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0001292 EFTA_00I 49077 EFTA01282876  Account Tit Name of Account " on Joint Ap iar fiedeA7Z Gan ea less City. / etd Cit, NY 10065- HomeTelephone Number Business Telephone Number Date of Birth Date cif B rth ,STUDeN r Wms d Em Name of Employer Address Address City, States p er City. State and bp Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all fin -mist institution to obtain, verily, and record information that identifies each person who establishes an account, Inver_ tient Or other business relationship with a financial institution. This means that we wilt ask for your name, address, and ot information that will allow us to identify you. We may also ask to see identifying documents such as a certificate c formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money tau Bering and terrorist financing; these tures call for an active involvement of both asset management firms and their client For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identfies, addresses, source of funds and. if necessary, legal representatives, atrthotized signatories, beneficial owners or et 'vol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money law :Icing requirements require that should any of the above personal or institutional information change, our clients would :a obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these chat ices. Telephone. Facsimile or Email Instructions By signing below, you agree that from time tO time you may give instructions by telephone. facsimile or email rag Etding the above captioned eccouni(s) (defined herein as 'Verbal Instructional. It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or w misconduct of bench. Bank Trust Company Americas (DeTCA), you agree to indemnify and hold harmless OBT( for any claims, Inns. expenses, costs or attorneys' lees resulting from OBTCA's acting upon such misunderstood at tf unauthorized Verbal Instructions. You understand that DBTCA may, but shall-not be required to, seek verification •if your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to ex ihrte Your Verbal Instructions or ahy pert thereof. without incurring ehr liabilny. OBTCA is under oo obligation to axecu n your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearipg your origii ig signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit :ricl any additions to the account shall become the property of eactr owner as joint tenants. and OBTCA may release the et lite account to any owner during the lifetime of as owners. OBTCA may honor checks, orders or withdrawal requests • tom any owner during the lifetime of ail owners. The Bank may be required by service of legal process to remit funds I tad in the joint account to satisfy a judgment ontered against on other valid deot incurrect by. ehy owner of the account. DeTC,St May honor checks, orders or withdrawal requests from the survivor(s) after the death of any owners) and may tre ei the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written noti:ii signed by any Owner not to pay or deliver any joint depositor addition au atioroal, DBTCA shad nor be liable to any ,weer for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice tele,iod to in the previous sentence. OBTCA may require the written authorization of any or all joint owners for any further pa intents or deliveries. 2 134 4M4101 013* :ft:0741S SDNY_GM_00038469 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001293 EFTA_00149078 EFTA01282877  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions o the Cardholder Agreement contained in the Terms end Conditions cog Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you wilt be required to enter into., separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that It is your responsibility to fulfill any tax obligations and any other regulatory reporting duties et :tabkik to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your sect .:nt{s) and your business relationship with DBTCA Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting duties at :finable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your aecour 'Island your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of l our knowledge and capabilities! is made available no less then annually to the relevant beneficial owner(s), settlor(s) baneficiary(ios), partner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for mtirigher/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be booed by them. Inaddition, you agree to notify us immediately of any material then; s to the information provided by you on this Application. You represent end warrant that all of the information provided by you on this Application is accurate. The Terms and Condition for OepositAccounts are subject to change. Acceptance skutkacceptince by ()RICA. ft/7,7/0W/ 3 Data Data ibd/-.20/3 For Bank SJaeeiewed by: Name ?kb 17-c- (5 Data -T opted An .- by Dela: Aare' l iv(D title a -1121 1i to e NOC Date 3 13-...1040101 0133 13.02813 SDNY_GM_00038470 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001294 EFTA_00I 49079 EFTA01282878