EFTA01457130.pdf

Mat — I've made small changes to your spreadsheet per my records. OTC Trades (i.e. not done in Pershing) C3SS Revenue AVM Revenue 4 int.le Dee Client PM tnrw.tion Pie-torn, / T r Pro,A,<: Piettenal Revernu 1) (and,(mm) i mini 1 /i17/20.14 SFLLC Paul Moats LISDC40 Call Somers AVM i Climb Deno rx Produces 510mm S 8,900.00 - 5 8,90010 2 1/3120/4 SFLLC Paul Morris USINPY 3mo Cell AL4141CelebDevid FX Products 510mm $ 13.00000 • $ 13,000 02 3 3/6/2014 SFLLC Paul Monis USDCAD Unwind AWM/Caleb While FX Products SlOmm 5 5.000.00 - 5 5,000.00 4 3/1312014 SFLLC Paul Morns USORLI8 emery AWM/CelebOavie Tx Prceucts Slew S 3,25000 - S 3,25000 5 3/13,0014 SFLLC Paul Morris W11Risk Reversal CMS/Jahn 8ineei SPE Dertatives StOrrim $ 3.467.00 S 3,487.00 $ 1,733.50 6 4/3/2014 SFLLC Paul Morris Copper Call C24S/Jstin airulal SP & Derniatims 51.75mm 5 1,500.00 3 1,250.00 & 6/6/2014 sn.a Paul Morris ELIRUSDRiskitweesal AWM/CalabOrele TX Frctucts 10mm 5 - S - 5 - 9 7/2/2014 SRLC Paul Morns it'll Unwind CMS Min 8indel SP& Den-Jetium 5875min 5 2,250.00 $ 1,150.00 5 625.00 10 8412)2014 SFLLC Paul Morro USOCNN 2wPut; 16soilie 46VM/CeletsCrevre 14 Produces 575mm S 7,500.00 • $ 7,5:0000 Partial Unwind -EURUSD Risk 11 9/2/2014 SRLC PaW Morn: Reversal AWM/Caleb Davie Fit Products 510mm S 1,300.00 S 1,300.00 13 1/13/2015 SRLC Paul Morris Bur Sri Bra4l CDS Protection 038.5/Mere Apo& SP& Deenistime 510mm $ 4,57703 S 4,577.00 3 2,288.50 Commodity Swap- DB WTI Vol 14 1/13,2035 SRLC Paul Moths lodes CMS/Jane. &Meal SP& Derivatives SlImm 5 75,000.00 S 75,000.00 $ 37,500.00 Long T071, TRS, Sheet TWTR 1S 1/27/2015 Snit Pow Moms tit Calls C8153/Krueser e. /ammo SFS DenveroditS 53.9nn S 40.026.00 $ 40,02600 5 20,013 00 LoniCal: on G:obal 16 1:30'2015 SRLC Paul Morn: Oi:pcmisn CMS/ *mai thandra SP& Oernatne: 54.1nim 5 20000.00 $ 20000.0) $ 10,000.00 17 3/19/2015 SFLLC Pau! Morris Sell GSR 2005-51b1 AMA i Buddy Kennedy Fixed inceir4 & Credit St.5-xn 5 4.635 89 $ - S 4,635 89 2014Revenue: 5 43,667.00 5 7,217.00 5 42,558.50 201S Reven‘eis '5 139,651.89 5 139,403 00 S 74,437 39 Pershing Revenues 1 14-Jan SFLLC Paul Morris S 5,684.46 2 14-Feb SFLLC Paul Morris 1,644.70 3 14-Feb STC S Paul Morris 4,740.00 4 14-Mar SFLLC Paul Morris S 6,464.65 5 14-Apr SFLLC Paul Morris S 3,489.96 6 14-Apr STC Paul Morris S 9,179.71 7 14-May SFLLC Paul Morris 435.00 8 14-tun SFLLC Paul Morris 12,500.00 9 14-Jul SFLLC Paul Morris 174.00 10 14-Aug SFLLC Paul Morris 2,344.80 11 14-Sep SFLLC Paul Morris S 11,610.00 12 14-Sep STC Paul Morris 12,572.24 13 14-Oct SFLLC Paul Morris S 4,087.18 14 14-Oct STC Paul Morris S 1,251.15 15 14-Oct HAZE Paul Morris S 2,941.98 16 14-Nov HAZE Paul Morris 9,058.02 17 15-Jan HAZE Paul Morris 399.87 18 15-Mar HAZE Paul Morris 4,625.23 2014 Revenues $ 88 177 85 2015 Revenues 5,025 10 Thank you, Vahe Vahe Stepanian Assistant Vice President I Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email All trade execution information contained herein is being provided as an accommodation at your request in advance of CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 116538 CONFIDENTIAL SDNY_GM_00262722 EFTA01457130