EFTA01461640.pdf

From: Tazia Smith Sent: 5/8/2014 2:36:59 PM To: CC: Nav Gupta Paul Morris ; Vahe Stepanian I I Vinit Sathe ( Subject: Re: Trade Report 4/15/14 - NWIDE 6.875% CoCo (C) Attachments: pic22033.gif; pic0S573.gif classification: confidential Rich - As discussed, quick update on this Nationwide 6 7/8, 3/49, trading —103.3 now (GBP up from —1.675 on 4/14 to —1.695 today, as well). Jeffrey's P/L on this position is +573.4k as of yesterday's close. From: Tazia smith/db/dbcom To: [email protected], Cc: Paul Morris, Nay Gupta/db/dbcom@DBEMEA, Vinit Sathe/db/dbcom4084mcRicAs, vane Stepanian/db/dbcom@DBAmericas, Joseph Cothron/db/dbcom0084NERICAS Date: 04/15/2014 09:56 AM Subject: Trade Report 4/15/14 - NWIDE 6.875% CoCo (C) Classification: Confidential Jeffrey - Today you executed the following: B 2mm NWIDE 6 7/8 3/49 @ 102 B 2,055,865.38 GBP vs. USD @ 1.672869 matched settlements of 4/22 (holiday cal) speak soon, Tazia (Embedded image moved to file: pic22033.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA (Embedded image moved to file: pic05573.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 123794 CONFIDENTIAL SDNY_GM_00269978 EFTA01461640