EFTA01372327.pdf

From: Vijay-A Sawant Sent: 10/8/2018 8:27:09 AM To: Bradley Gitlin Richard larossi Stewart Oldfield CC: Vinita Advani ; Mayur Rathod Daphne Cales Subject: Pending Responses on Rejection Cases Attachments: Assistance required in resolving Rejection Points - KYC 01977695 (9.77 KB).msg; RE_ Jeffries KYC Items II] (16.0 KB).msg; Assistance Required in Resolving Rejection Points KYC p - 01977700 (628 KB).msg; Assistance required in resolving Rejection Points - KYC 01977695 (9.77 KB).msg; RE_ Assistance Required in Resolving Rejection Points in KYC4019661511... (S.56 MB).msg; RE_ Prime Overseas Investments and Enterprises Limited - Annual Review an... (237 KB).msg; Assistance Required in Resolving Rejection Points - KYC Case401883718 (3.42 MB).msg Hello Brad/Rich/Stewart, We are awaiting responses on the following KYC rejections on high risk & overdue accts, which we would appreciate if you can provide responses at the earliest, if possible. Last emails attached for each account for reference. GCIS Customer Case Next Step Number KYC ID Full Legal Name Manager RAG Status by Vijay Quality with 438744 1825141 JCP IV QP, LLC Sawant Overdue Rejection Client Mayur Quality 550331 1977695 Zorro Management, LLC Rathod Overdue Rejection Mayur Quality 499760 1977700 Gratitude America Ltd Rathod Overdue Rejection with RM Mayur Quality 483883 1977695 Southern Trust Company, Inc. Rathod Overdue Rejection Mayur Quality 483289 1977695 Epstein, Jeffrey E. Rathod Overdue Rejection Vijay Quality 456209 1966151 Cerberus Capital Management, L.P. Sawant Overdue Rejection with RM Prime Overseas Investments and Vijay Quality with 535752 1957327 Enterprises Limited Sawant Overdue Rejection Client Vijay Due Quality 458737 1883718 Techview Investments Ltd. Sawant soon Rejection with RM Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirion Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. +91(246181-1485 Mobile +919833729812 pian.sawantpdb.rgin CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0066009 CONFIDENTIAL SDNY_GM_00212193 EFTA01372327