EFTA01376149.pdf

Once the above item is received, we will submit this case to the AML team for approval, thanks. Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche O8 Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. +91(22)6181-1485 Mobile +91 9833729812 :day-, %man' Pdb.com From: Vijay-A Sawant Sent: Wednesday, August 01, 2018 5:37 PM To: Bradley Gillin <bradley.gillin@dlicorn>; Stewart Oldfield <[email protected]> Cc: Mayur Rathod [email protected]> Subject: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to review of above high-risked accounts due for remediation 8/31/2018. Upon review of the docs available from repositories, we have completed attached checklists, identifying RP's below. List of pending items listed below — Acct Holder — Mort, Inc Director, Sole Shareholder & Authorized Signatory —Jeffrey Epstein Director, Vice President & Authorized Signatory — Darren Indyke Director & Treasurer — Richard Kahn • Please confirm material changes to this account and whether RP's identified above are correct or not? • We were unable to locate COI for this entity. Additionally we were unable to extract SoS from the US Virgin Islands registry website. Alternatively, kindly provide COGS for this entity, dated within the last 6 months. Acct Holder — Gratitude America Ltd President & Authorized Signatory —Jeffrey Epstein Director & Authorized Signatory — Richard Kahn Director, Treasurer & Authorized Signatory — Darren Indyke • Please confirm material changes to this account and whether RP's identified above are correct or not? Please note that in some docs, Richard Kahn reflects in Self Certification form (signed in 2016) and Form 990 (also from 2016), both attached for reference. However Richard does not appear in the DB Non Profit Resolution signed in 2015. I have attached this doc as well for reference. Additionally from CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0072040 CONFIDENTIAL SDNY_GM_00218224 EFTA01376149