📄 Extracted Text (437 words)
GLDUS141 Greg Martin
Glendower Capital Secondary Opportunities Fund IV. LP
PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS
INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS
IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR
WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT. POTENTIAL INVESTORS SHOULD ALSO BE
AWARE THAT CERTAIN AFFILIATES OR EMPLOYEES OF CREDIT SUISSE MIGHT INVEST IN THE
FUND ON THEIR OWN BEHALF AND/OR ON BEHALF OF THEIR CLIENTS. POTENTIAL INVESTORS
SHOULD CONSIDER THESE POTENTIAL CONFLICTS IN MAKING THEIR INVESTMENT DECISIONS.
BY INVESTING IN THE FUND, EACH RECIPIENT CONSENTS TO THESE POTENTIAL CONFLICTS AND
ACKNOWLEDGE THAT THESE POTENTIAL CONFLICTS ARE NOT MATERIAL TO SUCH RECIPIENT'S
DECISION TO PROVIDE SUCH CONSENT.
CREDIT SUISSE DOES NOT PROVIDE ANY TAX ADVICE. ANY TAX STATEMENT HEREIN REGARDING
ANY U.S. FEDERAL TAX IS NOT INTENDED OR WRITTEN TO BE USED, AND CANNOT BE USED. BY
ANY TAXPAYER FOR THE PURPOSE OF AVOIDING ANY PENALTIES. ANY SUCH STATEMENT
HEREIN WAS WRITTEN TO SUPPORT THE MARKETING OR PROMOTION OF THE TRANSACTION(S)
OR MATTER(S) TO WHICH THE STATEMENT RELATES. EACH TAXPAYER SHOULD SEEK ADVICE
BASED ON THE TAXPAYER'S PARTICULAR CIRCUMSTANCES FROM AN INDEPENDENT TAX
ADVISOR.
NOTICE TO NEW HAMPSHIRE RESIDENTS
NEITHER THE FACT THAT A REGISTRATION STATEMENT OR AN APPLICATION FOR A LICENSE HAS
BEEN FILED UNDER CHAPTER 421-B OF THE NEW HAMPSHIRE REVISED STATUTES ANNOTATED
WITH THE STATE OF NEW HAMPSHIRE NOR THE FACT THAT A SECURITY IS EFFECTIVELY
REGISTERED OR A PERSON IS LICENSED IN THE STATE OF NEW HAMPSHIRE CONSTITUTES A
FINDING BY THE SECRETARY OF STATE THAT ANY DOCUMENT FILED UNDER RSA 421-B IS TRUE.
COMPLETE AND NOT MISLEADING. NEITHER ANY SUCH FACT NOR THE FACT THAT AN
EXEMPTION OR EXCEPTION IS AVAILABLE FOR A SECURITY OR A TRANSACTION MEANS THAT
THE SECRETARY OF STATE HAS PASSED IN ANY WAY UPON THE MERITS OR QUALIFICATIONS
OF, OR RECOMMENDED OR GIVEN APPROVAL TO, ANY PERSON. SECURITY. OR TRANSACTION. IT
IS UNLAWFUL TO MAKE, OR CAUSE TO BE MADE, TO ANY PROSPECTIVE PURCHASER.
CUSTOMER, OR CLIENT ANY REPRESENTATION INCONSISTENT WITH THE PROVISIONS OF THIS
PARAGRAPH.
NOTICE TO FLORIDA PURCHASERS
PURCHASERS OF SECURITIES THAT ARE EXEMPTED FROM REGISTRATION BY
SECTION 517.061(11) OF THE FLORIDA SECURITIES AND INVESTOR PROTECTION ACT HAVE THE
RIGHT TO VOID THEIR PURCHASE WITHIN THREE (3) DAYS AFTER THE FIRST TENDER OF
CONSIDERATION UNLESS SALES ARE MADE TO FEWER THAN FIVE (5) PURCHASERS IN FLORIDA.
*DOLLARS" AND '5' REFER IN ALL CASES TO UNITED STATES DOLLARS.
MARCH 2018
Confidential Private Placement Memorandum Page v
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0040567
CONFIDENTIAL SDNY_GM_00186751
EFTA01355411
ℹ️ Document Details
SHA-256
ef6983561ce7a29b8ba56543a8d12f5bab8f0b4e17d699dcddacd1b265db57a7
Bates Number
EFTA01355411
Dataset
DataSet-10
Document Type
document
Pages
1
Comments 0