EFTA01480580.pdf

TickeW Accounts Initiated Dale 012672013 09:47 MA Client Name JEGE INC Account Tale Initiator CHRISTINE HEWITT ECI Account Type Initiating Team PB FRONT OFFICE LCD PB Verify & Confirm for JEGE INC Final Risk Rating Standard Initial Risk Rating Hie GCS Report Requested Full_ Presence of Potential High Risk No Indicators Reason for Adjustment Not associated with high risk Jurisdictions. No derogatory information found Comments Summary of Risk Attributes Risk Updated History Creation Entered by Updated Previous Comment Date Risk Risk GCS Grid Search Type Security Service Details Further Review Returned Company Information Information not confirmed for Jcge Inc (Tax Yes ID i details included in the attachment. Corporate Records Information confirmed; details included in No the attachment Other Database Searches No records found. No (RDCAAIS(Factiva) Internal Database Search (CSSSiFPS) Internal database search revealed prior Yes GS&I research for J Epstein and Co. and nothing derogatory lo report. — Internal database search revealed poor GS8I research for Jeffrey Edward Epstein and the following derogatory information was reported: Several newspaper °dittos were found that detail the indictment of Jeffrey Epstein in Fonda on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and rndesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding soliratation for an undisclosed amount. Stale Court Searches No records found. No Federal Court Searches No records found. No Personal Particulars No additional research necessary. No Publications Nothing derogatory found. No Regulatory Sanctions No records found. No OFAC Control List Search A search of OFAC did not reveal any No matches. Negative or Inconsistent Information Yes GCS Red Dot Has this been Identified as Red Dot KYC? No N .alive Information Found Yes Banker Attestation Details As the client sponsor, I understand that I am primarily Yes responsible for protecting the firm's reputation from inappropriate business relationships. as well as from fraud and money laundering. By approving this KYC. I am sponsoring this client as to their character and reputation and from al - (Wire (oleic, stand •oint. Please state your rationale for conducting business with this This is an entity 100% owned by Jeffrey Epstein. client Confidential Treatment Requested by JPM-SDNY-00002780 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271978 EFTA01480580