EFTA00165611.pdf

• Deutsche Asset & Wealth Management Vr- DBTCA Deposit Account Opening Application Private Wealth PiemiumlM Private Wealth Premium TM Private Wealth Premium TM Elite Personal Accounts Elie Business Accounts Banking Services O Checking Acct. D8 4 Checkin Acct. tl O Consumer Debit Card 0 O Elite Checking with Interest O ing Check Elite with Interest O Joint Applicant Debit Card 0 Acct. Acct. SI APY PY O Business Debit Card a O Elite Money Market Deposit Elite M Market D sit Acct. SI Acct %alurghrtolStyle I / APY APY C.00441LtAk. O Certificate of Deposit O Certificate of Deposit O Name Only Acct. Acct. N gf/ Name and Address APY APY Term Term D Duplicate Statement Addr O DB AG NY Preferred U DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. N Acct. # State Zip Code ARV APY O Mailing address flf different) Term Term Name Promo term Promo term Addr (OBTCA deposit account reposed, ID8TCA deposit account required. along with a DB AG Preferred Terms along with a 08 AG Preterunt Tams City and Conditions) and Conditions) State Zip Code Private Wealth PremiumTM O Cash Master Sweep Account Internet Banking Services Checking Acct. EI/De Private Wealth Online Plus Elite Money Market Deposit [.Link to Existing Online Relationship Acct. lo2yol4 5-O Number) APY Target Amount (User/Co. ID Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA ❑ Corporation O Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship El Joint Tenants in Common O Non-Profit Organilat on O Partnership O In Trust For/Payable on ❑ Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for O Mat O Landlord Master Escrow D Estate 13•AWNI-0101 NADSOD00015402-000104811 013959 032613 CONFIDENTIAL — PURSUANT TO FED. R. CRI M. P. 6(e) DB-SDNY-0001353 EFTA_000 14827 EFTA00165611  Ace unt Title and Joint Ap apfta y tion Infor ation rfte. s (-Lc Na of Account Title Joint Applicant past na r Business Oast name, first name, middle initial) Social Security mber or ax ID Number a Social Security Number or Taxpayer ID Number tiaienti-4 1 4 24t, Address Address WI Orgy fr a in" Nolgusolicable City, State and Zip Code City. to a Zip Code Ho Home Telephone Number Business e p one um er Business Telephone Number Date of Binh Date of Birth Name of Employer Name of Employer Address Address Not applicable City. Stale and Zip Code City, State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing stems we currently have a legal obligatioh to ask our customers questions regarding their identities. addresses. source of funds and, it necessary, legal representatives. authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the chancels) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned accoungs) (deigned herein as 'Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Sank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims. losses. expenses. costs or attorneys' leas resulting from MCA's acting upon sects misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or ony part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any accogint(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint !orients. and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor ohecks. orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint acoount to satisfy a judgment entered against. or other valid debt incurred by. any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) end may treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall nut be liable to any owner for continumg to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWNI.0101 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e) DB-SDNY-0001354 EFTA_000 14828 EFTA00165612  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service It you have selected to receive Internet Banking Setvices. you understand that you will be rewired to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with OBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets. income or transactions in your account(s) and your business relationship with OBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), SettIons), beneficiary(ies), pertner(s), etc. to enable himmer/ them to fulfill any respective tak obligations that may arise for hirnrheti them in connection with your business relationship with DBTCA. Please complete and attach soparate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts anached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any materiel change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Acclaims are subject to change. Acceptance You understand that this appl lion is sub' 1 to acceptance by OBTCA. Account Holder's Signature Date Aunt Account Holder's Signature Dale r ettilnonWo ientri- jelsa_ itrod t:t:W. - ifrithil‘:s1;4Pit P:411 Weir ErtegraN !!..e -41Wit'iltaana aw te ed I s le rfrktP Sato/ orKc Pt tigV tr. the -tog DWG rarlag4C z' •w. yr?. od ut. kat ei f ti0.? ir tidtealinoloat.436,,, ,tsr. No • Fratcvs2 13AWM.0101 013959 032013 CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e) DB-SDNY-0001355 EFTA_000 14829 EFTA00165613