EFTA01453792.pdf

16 Apr 2014 Page 2 Of 3 Deutsthe Best AO SOUTHERN FINANCIAL, LLC Mt • Optima Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN ExEurcepl 21-Nov-2013 20-Nov-2014 254:lov:2014 (1.000 COD Cri`. USD 101.000.000 JPY SHORT EUROPEAN CALL 101 0000 :).ierl. ;I:.! FINANCIAL. LLC SOUTHERN EXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 12.545 95 FINANCIAL. LLC ouchOpt SOUTHERN EXOneEarOneT 21-Nov-2013 20.11ov.2014 25-Nov-2014 (21.030 COI USD 0 JPY LONG EUROPEAN 0.0000 10.410 42 FINANCIAL. LLC ouchOpt SOUTHERN EXOnel3anOneT 21-Nov-2013 20-Nov-2014 254104014 (21.000 WI USD 0 FY LONG ELPCPEAN 0.0000 8,55270 FINANCIAL. U.0 ouchOpt SOUTHERN ExEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.0O3.003 COI USD 1.025.000.000 PT SHORT ELRCPEAN CALL 1025000 :47 2(R3 13) FINANCIAL, It: Subtotal: 08/79 ii!':: Commodltles • Wrens Long/ Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuU Call Ref. Entity Not.Amt 1 1 Strike Pdce MTM(USD) SOUTHERN FINANCIAL, Commodity 13-N14r-2014 15.May .2014 22.Istay .2014 LONG EUROPEAN WTI ICO 0:0 00 USD 00000 (284:146 55) LLC DeRvatrte Subtotal: r :14 4 ,‘,: Commodities . Base Metal Detivativis Long/ NotCcy Price Per Trade ID Counterparty Trade Type Trade Date Matunty Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTHERN Commodily0pREu 03-Apr-2014 050m-20I 4 0 -Dec-2014 SHORT EUROPEAN CALL XCU 1,7QX° (0) USD (50 00IMT25 0 7.000 0003 f218 9(, ) (..: : FINANCIAL. LLC ro BaseA4etal Subtotal: (218 5 Statement ID : 182298_20140416_20140417_1 The valuation information set forth in this statement is prowled subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111610 CONFIDENTIAL SDNY_GM_00257794 EFTA01453792