EFTA01362746.pdf

Deutsche Bank Self Certification for Entity Clients UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) Pad 2 - Entity Certification Pad 2 (a) — Financial Institutions - Fl Or Part 2 (b)— Non Financial Entities - NFE 7. Wads entity is a Financial Institution (Fi), please select the 8. If the Entity Is not a Financial Institution e a Non Fla aim from one. of the options below. Financial Entity. NFE), please select the Entity's status from one of the options below. ❑ L Depository Insblution, Custodial Institution or Specified Insurance Company ❑ i. Active NFE — a corporation the stock of which Is regularly traded on an established securities maraet ❑ IL An Investment Entity located in a Non-Participating or a related entity of such a corporation. Jurisdiction and managed by another Financial Institution If you have ticked (i), please provide the name of tne In this case please complete the table in established securities market on which the Appendix 1 "Controlling Persons" corporation is regularly traded: ❑ Fe. Other Investment Entity h you area Related Entity of a regularly traded corporation, please provide the name of the regularly traded corporation that the Entity in ("pis a Related Entity of Oil. Active NFE — Government Entity, Central Bank or International Organisation Active NFE — other ❑ hr. Passive NFE In this case please complete the table in Appendix I "Controlling Persons". Part 3 — UK FATCA Classification 9. This Part is only to be completed where the Account Holder Entity is opening an account with a Deutsche Bank entity located In the UK, Crown Dependencies and Overseas Territories and Where the Entity's classification differs from Part 2(a) or 2(b). ❑ L. Financial Institution ❑ ii. Active NFE ❑ 6. Passive NFE - In this case please complete the table in Appendix J "Controlling Persons" CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052327 CONFIDENTIAL SONY GM_00198511 EFTA01362746